|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Altes Capital LLC
✚
|
|
|---|---|
| CRD # | 331481 |
| SEC # | 801-130444 |
| CIK # | |
| AUM | $3.1 B (2025-02-24) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 646-547-9080 |
| Address | 1 Rockefeller Plaza New York, NY 10020 |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Pan Altes Multi-Strategy LP | 2024-05-09 | 23.0 | |
| HF | Pan Altes Multi-Strategy Ltd | [2024-05-09] | 8.8 | 14.0 |
| RE | Altes Oz Fund II LP | [2023-03-14] | 12.2 | 17.0 |
| RE | Altes Oz Fund I LP | [2020-05-13] | 24.6 | 26.7 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 3 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 0.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 1.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 3 | 1.7 |
| (k) Insurance companies | 1 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 3.1 |
| By Discretionary | ||
| Discretionary | 10 | 0.2 |
| Non-Discretionary | 4 | 2.9 |
| Total | 14 | 3.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.1 | |
| Total | 14 | 3.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Brian Altenburg | 11 | ||
| Joseph Julian | 5 | ||
| Dipak Jogia | 5 | ||
| Highmore Oz Fund II GP LLC | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Ancora Advisors LLC
✚
|
OH | 4.5 |
|
True North Advisors LLC
✚
|
TX | 4.5 |
|
Family Management Corporation
✚
|
NY | 4.4 |
|
Proficio Capital Partners LLC
✚
|
MA | 4.0 |
|
Cantor Fitzgerald Investment Advisors LP
✚
|
NY | 2.4 |
|
Wellesley Asset Management Inc
✚
|
NH | 2.1 |
|
Howard Financial Services Ltd
✚
|
TX | 1.4 |
|
Financial Management Professionals Inc
✚
|
TX | 1.1 |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.9 |