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Prospect Financial Group LLC
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CRD # | 133953 |
SEC # | 801-123732 |
CIK # | 0001162056 |
AUM | $159.4 MM (2024-03-15) |
Employees | 1 (100% Investors, 0% Brokers) |
Phone | 703-852-9673 |
Address | 3617 N Albemarle St Arlington, VA 22207 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 8 | 4.4 |
(b) Individuals (high net worth individuals) | 35 | 155.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 327 | 159.4 |
By Discretionary | ||
Discretionary | 327 | 159.4 |
Non-Discretionary | 0 | 0.0 |
Total | 327 | 159.4 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 159.4 | |
Total | 327 | 159.4 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
3 | [0001162056] | |
4 | [0001162056] |
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