Raffa Wealth Management LLC

Item 5 – Fees and Compensation

In addition to the information provide in Item 4 – Advisory Business, this section provides additional
details regarding our Firm’s services along with descriptions of each service’s fees and compensation
arrangements.

Investment Supervisory Services
Raffa provides investment supervisory services defined as giving continuous investment advice to a client
and making investments for the client based on the individual needs of the client. Through this service,
Raffa offers investment programs tailored to client objectives. Various investment strategies are provided
through this service; however, a specific investment plan is crafted for each client to focus on the specific
client’s goals and objectives (See Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss
for more information).

Our service is implemented on a discretionary or non-discretionary basis as agreed to with the client (See

Item 7 – Types of Clients

Raffa generally provides its investment advice to individuals, not-for-profit organizations, foundations and
other institutions, and retirement plans.

All clients are required to execute an agreement for services in order to establish a client arrangement
with Raffa and/or the sponsor of third-party money manager platforms.

Minimum Investment Amounts Required
        Generally, the minimum dollar value of assets required to set up an investment advisory account
         or provide retirement plan consulting services is $1,000,000. However, Raffa has discretion to
         waive the account minimum.