Signal Advisors Wealth LLC

ITEM 5 - FEES AND COMPENSATION
INVESTMENT MANAGEMENT SERVICES PROVIDED BY INDEPENDENT RIAS
Fees billed for our services include the following: Signal Wealth Fee for services described in Item
4 (“Signal Wealth Fee”), the Independent RIA’s Advisory fee, and any applicable third-party
manager fee.       The Signal Wealth Fee is an asset based advisory fee for the platform
administration and investment management services we provide to retail client accounts
managed by Independent RIAs and Signal Wealth IARs through the Signal Platform.

As discussed in Item 4 – Advisory Business, Independent RIAs and Signal Wealth IARs engage
Signal Wealth to provide the Signal Platform and related services. The Independent RIAs and
Signal Wealth IARs provide services to their retail clients and will bill an advisory fee for those
services pursuant to Independent RIA’s or Signal Wealth’s fee schedule. Some clients may be
charged a per account fee that is in addition to the advisory fee. These fees are disclosed in each
Independent RIA’s Part 2A Brochure and investment management agreement, or in the Signal
Wealth Part 2A Brochure and investment advisory agreement. Signal Wealth will apply the fee
charged by Independent RIA or Signal Wealth IAR to each account managed by Independent RIA
or Signal Wealth IAR on the Signal Platform. Signal Wealth will instruct the client’s named
Custodian to debit fees from the client account in accordance with the Independent RIA or Signal
Wealth fee schedule.

Signal Wealth’s maximum annual advisory fee charged to an Independent RIA for the investments
and services outlined in Item 4 – Advisory Business is one percent (1.00%). Fees will be based
on average daily balance, unless otherwise set forth by the Independent RIA. There are
circumstances where an Independent RIA has negotiated an alternative billing setup with Signal
Wealth. The Independent RIA Investment Management Agreement will outline the annual fee and
billing arrangement with Signal Wealth. Comparable services for lower fees are available from
other sources. Fees are prorated based on the number of days management is provided during
the initial billing period. The Custodian will debit the combined total of the fees disclosed above
from the accounts managed by Independent RIA on the Signal Platform and disburse fees to
Signal Wealth. Signal Wealth will pay the Independent RIA its portion of the fees.

It is the responsibility of Independent RIA to communicate any fee updates to Signal Wealth and
approve Signal Wealth’s monthly billing summary prior to fees being deducted by the Custodian.
It is the responsibility of Independent RIA to disclose all fees applicable to each Independent RIA
retail client to such client. After an Independent RIA approves the billing summary each month,
Signal Wealth will submit the required fee information to the Custodian for each account managed
by Independent RIA on the Signal Platform. For each billing cycle, Signal Wealth will provide to
Independent RIA the fee reports and documentation so that Independent RIA may maintain its
books and records in accordance with applicable laws, rules, and regulations.

Either party has the ability to terminate the Independent RIA Investment Management Agreement
by providing 30 days’ written notice. Upon termination of the Independent RIA Investment
Management Agreement by either party and for any reason, Signal Wealth will pay the
Independent RIA any fees due and already earned, on a pro-rata basis up to and including the
date of termination, subject to any applicable deductions.

INVESTMENT MANAGEMENT SERVICES PROVIDED BY OUR INVESTMENT ADVISER
REPRESENTATIVES (“IARS”)
Signal Wealth charges a fee and earns compensation for providing Investment Management
services on client account(s) of clients directly contracted with Signal Wealth. These services
include advisory services, trade entry, investment supervision, and other account maintenance
activities provided by Signal Wealth and/or Signal Wealth IARs. Our recommended Custodian

charges transaction costs, custodial fees, redemption fees, retirement plan and administrative
fees or commissions. See Additional Fees and Expenses below for details.
A monthly or quarterly investment management fee is billed based on the market value of your
account during the previous calendar month or quarter. Our maximum annual advisory fee is
2.0%. The initial billing will be prorated for the time your assets are under Signal Wealth’s
management. The relevant fee and billing method is defined and agreed to by Signal Wealth
and the client in the executed Investment Advisory Agreement. Fees are assessed on all assets
under management, including securities, cash, and money market balances. Margin account
balances are included in the fee billing. This fee may be debited directly from your investment
account, or you may pay this fee separately. You will need to indicate how you would like to pay
this fee in your Investment Advisory Agreement. Comparable services for lower fees are available
from other sources. Additional fees and expenses you incur might include per account fees,
brokerage commissions, principal markups and discounts, SEC fees, mutual fund/ETF expense
ratios, tax withholding on certain foreign securities, postage fees, wire fees, bank charges, and
other administration fees as authorized by you. Please refer to Item 12 for information on
brokerage fees and services.
Fees vary based on the size of the account, number of accounts, complexity of the portfolio, extent
of activity in the account, the Signal Wealth IAR, or other factors agreed upon by our Signal Wealth
and you as the client. In certain circumstances, our fees and the timing of the fee payments are
negotiated.
Unless otherwise instructed by the Client, we will aggregate related client accounts for the
purposes of determining the account size and annualized fee. The common practice is often
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ITEM 7 - TYPES OF CLIENTS
Signal Wealth generally provides investment advisory services to the following types of clients:
       ●   Clients of Independent RIAs
       ●   Direct clients of Signal Wealth serviced by our Signal Wealth IARs
       ●   Family and friends of Signal Wealth
       ●   Corporations and other business entities
Direct clients that are serviced by our Signal Wealth IARs are required to execute a written
Investment Advisory Agreement with Signal Wealth in order to establish a direct client relationship
with Signal Wealth.
We do not require a minimum account size to work with Signal Wealth or open an account on the
Signal Platform. However, certain investment strategies available on the Signal Platform may
impose a minimum account size based on factors unique to the strategy or money manager.