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| Regal Investment Advisors LLC
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|---|---|
| CRD # | 125004 |
| SEC # | 801-71923 |
| CIK # | 0001559789 |
| AUM | $2.9 B (2026-05-18) |
| Employees | 131 (90% Investors, 57% Brokers) |
| Phone | 616-224-2204 |
| Address | 2687 44th Street SE Kentwood, MI 49512 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 32.3 | ||
| Nvidia Corp | 23.2 | ||
| Microsoft Corp | 22.3 | ||
| Johnson & Johnson | 16.9 | ||
| AbbVie Inc | 15.6 | ||
| Chevron Corp | 13.5 | ||
| Verizon Communications Inc | 11.4 | ||
| Pfizer Inc | 10.9 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,665 | 1.6 |
| (b) Individuals (high net worth individuals) | 555 | 1.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 40 | 0.1 |
| (h) Charitable organizations | 6 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 36 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13,473 | 2.9 |
| By Discretionary | ||
| Discretionary | 11,067 | 2.4 |
| Non-Discretionary | 2,406 | 0.4 |
| Total | 13,473 | 2.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.9 | |
| Total | 13,473 | 2.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001559789] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Parcion Private Wealth LLC
✚
|
WA | 3.0 |
|
Creative Financial Designs Inc
✚
|
IN | 2.9 |
|
Foster & Motley Inc
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|
OH | 2.9 |
|
Deschutes Investment Consulting LLC
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|
OR | 2.9 |
|
RMR Wealth Builders Inc
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|
NJ | 2.9 |
|
Capital Counsel LLC
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|
NY | 2.9 |
|
Cooper Financial Group
✚
|
CA | 2.9 |
|
Investment Consulting Group Inc
✚
|
IA | 2.8 |
|
TREK Financial LLC
✚
|
AZ | 2.8 |
|
Strategic Financial Services Inc
✚
|
NY | 2.8 |