Rockefeller & Co LLC

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Rockefeller & Co LLC ✚
CRD #	294197
SEC #	801-113009
CIK #	0000315123, 0001723502
AUM	36.76 B (2026-03-31)
Employees	602 (62% Investors, 55% Brokers)
Fees
Minimum
Phone	212-549-5100
Address	45 Rockefeller Plaza New York, NY 10111
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Apple Inc	1.7
	Nvidia Corp	1.6
	Microsoft Corp	1.5
	Alphabet Inc	1.2
	Amazon Com Inc	1.2
	Broadcom Inc	0.9
	J P Morgan Chase & Co	0.7
	Alphabet Inc	0.6
	Facebook Inc	0.6
	Lilly Eli & Co	0.5
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
Other	Rockefeller Igipe International Holdings LP	2026-03-31		70.0 M
PE	Rockefeller Private Equity Select Opportunities Fund I-A LP	[2026-03-31]		235.9 M
	Filed 2025-09-18 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
Other	Rockefeller Private Equity Select Opportunities Fund LP I-B LP	[2026-03-31]	0.7 M	27.2 M
	Offered $674,997 · Filed 2025-09-18 (D) · Exemption 506(b) · Duration One year or less · Revenue Decline to Disclose
PE	Titan Tech Pioneers LP	[2026-03-31]		198.9 M
	Filed 2025-06-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	ICG SE V Titan Co-Investment Access Fund LP	[2025-03-31]		104.9 M
	Filed 2024-11-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
PE	Rockefeller Fintech Innovation Fund I LP	[2024-03-29]	60.4 M	63.1 M
	Filed 2024-01-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
PE	Titan Prismre LP	[2024-03-29]		39.8 M
	Filed 2023-07-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
Other	Rockefeller Private Equity Partners II LLC	[2023-03-31]	109.6 M	83.5 M
	Filed 2017-10-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Titan Protein LP	[2023-03-31]		7.3 M
	Filed 2022-08-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Titan Thera LP	[2023-03-31]	23.4 M	19.4 M
	Filed 2022-09-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Tigerglobal Access LP	[2022-03-31]	34.7 M	16.5 M
	Filed 2024-04-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $124,453 · Net Assets Decline to Disclose
PE	Titan AG LP	[2022-03-31]	14.1 M	23.3 M
	Filed 2020-10-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Finder's Fee $42,000 · Net Assets Decline to Disclose
PE	Titan Falcons LP F/K/A Spearhead Falcons LP	[2022-03-31]	39.2 M	99.0 M
	Offered $150,000,000 · Filed 2023-03-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $110,791,000 · Duration One year or less · Revenue Decline to Disclose
PE	Titan Birds Fund LP	[2021-03-31]	14.1 M
	Filed 2020-10-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Finder's Fee $42,000 · Net Assets Decline to Disclose
PE	Titan Space Fund LP	[2021-03-31]	75.0 M	632.8 M
	Filed 2021-12-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $170,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Vantagerock Capital Master Fund LP	2021-03-31		1,363.9 M
Other	FO Legacy Fund LP	2019-03-29		34.0 M
Other	Libra Fossil Fuel Free Fund LP	[2017-03-31]	142.9 M	199.7 M
	Filed 2020-09-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Rockefeller Access Fund 2015 LLC	[2016-03-30]	109.6 M	115.0 M
	Filed 2017-10-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Libra Fund QP LP	[2014-03-31]	149.8 M	95.4 M
	Filed 2025-06-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Rockefeller Global Dividend Growth Fund QP LP	[2014-03-31]	117.1 M	0.1 M
	Filed 2024-04-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Greer Anderson Global Diversified IDF A Segregated Series of Greer Anderson Capital IDF LLC	[2013-04-01]	43.4 M	41.6 M
	Filed 2025-10-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $39,600 · Remaining Indefinite · Duration More than one year · Commission $64,000 · Net Assets $25,000,001 - $50,000,000
Other	Rockefeller Climate Solutions Fund LP	[2013-04-01]	53.1 M
	Filed 2021-01-29 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Rockefeller US Small Capitalization Fund QP LP	[2013-04-01]	308.3 M	0.1 M
	Filed 2024-06-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Greer Anderson Global Long LP	[2012-08-03]	43.9 M	28.3 M
	Filed 2025-10-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $30,000 · Remaining Indefinite · Duration More than one year · Commission $96,000 · Net Assets $25,000,001 - $50,000,000
Other	Greer Anderson Global Partners LP	[2012-08-03]	71.3 M	8.8 M
	Filed 2023-10-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Commission $160,000 · Net Assets $50,000,001 - $100,000,000
Other	2006 Special Global Opportunities LLC	2012-03-30		0.4 M
Other	5500 Fund LP	2012-03-30
Other	FL002	2012-03-30		44.0 M
Other	FLP016	2012-03-30		3.3 M
Other	FLP017	2012-03-30		8.4 M
Other	FLP024	2012-03-30		66.9 M
Other	FLP027	2012-03-30		4.0 M
Other	FLP030	2012-03-30		18.2 M
Other	Libra Fund LP	2012-03-30		54.9 M
Other	RASF Master LLC	2012-03-30		1.5 M
Other	RASF SPV LLC	2012-03-30		0.0 M
Other	Rockefeller Access Fund 06-II LLC	2012-03-30		12.7 M
Other	Rockefeller Access Fund 06-I LLC	2012-03-30		93.4 M
Other	Rockefeller Access Fund II LLC	2012-03-30		9.8 M
Other	Rockefeller Access Fund I LLC	2012-03-30		13.6 M
Other	Rockefeller Alpha Select LLC	[2012-03-30]	94.3 M
	Filed 2016-04-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Rockefeller Alternative Strategies Fund LP	2012-03-30		0.3 M
Other	Rockefeller Alternative Strategies Fund QP LP	2012-03-30		1.3 M
Other	Rockefeller Balanced Fund LP	2012-03-30		244.5 M
Other	Rockefeller Cleantech Ventures Fund II LLC	[2012-03-30]	26.0 M	6.3 M
	Filed 2010-10-28 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
VC	Rockefeller Cleantech Ventures Fund LLC	2012-03-30		0.3 M
Other	Rockefeller & Co US Small Capitalization Fund LP	2012-03-30		0.0 M
Other	Rockefeller Global Dividend Growth Fund	[2012-03-30]	116.4 M	0.1 M
	Filed 2024-04-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Rockefeller Global Equity Fund II LP	2012-03-30		0.1 M
Other	Rockefeller Global Equity Fund II QP LP	2012-03-30		0.3 M
Other	Rockefeller Global Equity Fund I LP	2012-03-30		0.1 M
Other	Rockefeller International Equity Fund II LP	2012-03-30		57.3 M
Other	Rockefeller Opportunistic Credit Fund LLC	[2012-03-30]	49.0 M	0.8 M
	Filed 2021-12-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Rockefeller Special Global Opportunities Distressed Fund LLC	[2012-03-30]		17.2 M
Other	Rockefeller US Equity Fund II LP	2012-03-30		77.2 M
Other	Rockefeller US Small Cap ESG Fund LP	[2012-03-30]	22.5 M	10.8 M
	Filed 2026-02-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Rockefeller Venture Fund III LLC	2012-03-30
Other	Venrock Investors Fund LLC	2012-03-30		0.0 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	3,335	1.6
(b) Individuals (high net worth individuals)	2,596	21.1
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	12	3.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	47	4.7
(g) Pension and profit sharing plans	34	0.1
(h) Charitable organizations	87	2.3
(i) State or municipal government entities	2	0.2
(j) Other investment advisers	0	0.0
(k) Insurance companies	3	0.1
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	374	3.0
(n) Other	0	0.0
Total	10,479	36.8
By Discretionary
Discretionary	9,918	31.8
Non-Discretionary	561	5.0
Total	10,479	36.8
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		36.8
Total	10,479	36.8

Limited Partners	2011 - 2026
New York State and Local Retirement System

Form D Directors	Role	# Filings	# Firms
Todd Walters	Executive Officer	10	4
Rockefeller Fund Managers LLC	Executive Officer, Promoter	6	3
Spearhead Capital Advisors LLC	Promoter	3	3
Rockefeller Co LLC	Executive Officer	21	2
Timothy McCarthy	Executive Officer	19	2
Rockefeller Co LLC	Executive Officer	12	2
Gary Anderson	Executive Officer	12	2
Rsof I LLC	Executive Officer	3	2
Titan Prismre GP LLC	Executive Officer	2	2
Titan Thera GP LLC	Executive Officer	2	2
View All

EDGAR Form	CIK	2011 - 2026
13F-NT	[0000315123]
13F-NT	[0001723502]

Firm Profile (Form ADV)
Discretionary AUM	$15.5B
Clients	423 (1 non-US)
Serves	Institutional, Retail
Fund Types	Hedge Fund, Private Equity
LEI	254900AS2JCFQJX9T709

Related Firms	State	AUM
Rockefeller Financial LLC ✚	NY	99.60 B
Rockefeller & Co LLC ✚	NY	36.76 B

Comparable Firms	State	AUM
Apogem Capital LLC ✚	NY	43.82 B
Investure LLC ✚	VA	38.52 B
First Manhattan Co LLC ✚	NY	38.09 B
Oppenheimer & Co Inc ✚	NY	36.71 B
Select Equity Group LP ✚	NY	36.38 B
Voya Alternative Asset Management LLC ✚	NY	34.01 B
First Pacific Advisors LP ✚	CA	32.00 B
Muzinich & Co Inc ✚	NY	31.27 B
BTG Pactual Asset Management US LLC ✚	NY	30.11 B
JP Morgan Alternative Asset Management Inc ✚	NY	29.73 B

Rockefeller & Co LLC

Assets, Funds, Holdings