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| Happy Holidays!! thanks for using AUM13F!! |
| Rockefeller Financial LLC
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| CRD # | 291361 |
| SEC # | 801-114033 |
| CIK # | 0000315123, 0001723502 |
| AUM | $70.0 B (2025-03-31) |
| Employees | 824 (91% Investors, 90% Brokers) |
| Phone | 212-549-5100 |
| Address | 45 Rockefeller Plaza New York, NY 10111 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 3.6 | ||
| Nvidia Corp | 2.5 | ||
| Apple Inc | 2.5 | ||
| Amazon Com Inc | 2.2 | ||
| Broadcom Inc | 1.5 | ||
| Alphabet Inc | 1.3 | ||
| Facebook Inc | 1.2 | ||
| J P Morgan Chase & Co | 1.2 | ||
| VISA Inc | 0.8 | ||
| Alphabet Inc | 0.8 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 21,369 | 7.1 |
| (b) Individuals (high net worth individuals) | 12,642 | 52.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 542 | 0.7 |
| (h) Charitable organizations | 322 | 2.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1,075 | 7.1 |
| (n) Other | 0 | 0.0 |
| Total | 76,628 | 70.0 |
| By Discretionary | ||
| Discretionary | 74,703 | 66.3 |
| Non-Discretionary | 1,925 | 3.7 |
| Total | 76,628 | 70.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 69.9 | |
| Total | 76,628 | 70.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0000315123] | |
| 13F-NT | [0001723502] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Rockefeller Financial LLC
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|
NY | 70.0 |
|
Rockefeller & Co LLC
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|
NY | 32.6 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Natixis Advisors LLC
✚
|
MA | 85.2 |
|
Putnam Investment Management LLC
✚
|
MA | 85.2 |
|
AssetMark Inc
✚
|
CA | 77.4 |
|
Morningstar Investment Management LLC
✚
|
IL | 76.6 |
|
Sterling Capital Management LLC
✚
|
NC | 66.2 |
|
Kestra Advisory Services LLC
✚
|
TX | 60.2 |
|
Orion Portfolio Solutions LLC
✚
|
NE | 57.7 |
|
Breckinridge Capital Advisors Inc
✚
|
MA | 51.0 |
|
Parnassus Investments LLC
✚
|
CA | 45.7 |
|
Kayne Anderson Rudnick Investment Management LLC
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|
CA | 45.5 |