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| Rockefeller Financial LLC
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| CRD # | 291361 |
| SEC # | 801-114033 |
| CIK # | 0000315123, 0001723502 |
| AUM | $51.8 BB (2024-08-08) |
| Employees | 672 (85% Investors, 87% Brokers) |
| Phone | 212-549-5100 |
| Address | 45 Rockefeller Plaza New York, NY 10111 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 1.3 | |
| AAPL | 2,382.8 | 1.2 | |
| AMZN | 1,093.0 | 0.9 | |
| NVDA | 399.6 | 0.9 | |
| GOOGL | 1,475.1 | 0.6 | |
| META | 434.9 | 0.5 | |
| LLY | 301.8 | 0.5 | |
| AVGO | 201.3 | 0.4 | |
| JPM | 340.2 | 0.4 | |
| ORCL | 182.8 | 0.3 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 17,898 | 5.7 |
| (b) Individuals (high net worth individuals) | 9,387 | 38.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 392 | 0.4 |
| (h) Charitable organizations | 267 | 1.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1,032 | 5.5 |
| (n) Other | 0 | 0.0 |
| Total | 61,461 | 51.8 |
| By Discretionary | ||
| Discretionary | 59,333 | 48.9 |
| Non-Discretionary | 2,128 | 2.9 |
| Total | 61,461 | 51.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 51.8 | |
| Total | 61,461 | 51.8 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000315123] | |
| 13F-NT | [0001723502] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Rockefeller Financial LLC
✚
|
NY | 51.8 |
|
Rockefeller & Co LLC
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|
NY | 27.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Morningstar Investment Management LLC
✚
|
IL | 54.7 |
|
Orion Portfolio Solutions LLC
✚
|
NE | 53.8 |
|
Barrow Hanley Mewhinney & Strauss LLC
✚
|
TX | 49.9 |
|
Kestra Advisory Services LLC
✚
|
TX | 48.3 |
|
Breckinridge Capital Advisors Inc
✚
|
MA | 47.9 |
|
Parnassus Investments LLC
✚
|
CA | 46.5 |
|
Betterment LLC
✚
|
NY | 45.9 |
|
Mondrian Investment Partners Limited
✚
|
45.3 | |
|
Sands Capital Management LLC
✚
|
VA | 45.0 |
|
Silchester International Investors LLP
✚
|
43.3 |