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| Rockefeller Financial LLC
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| CRD # | 291361 |
| SEC # | 801-114033 |
| CIK # | 0000315123, 0001723502 |
| AUM | $34.7 BB (2023-03-31) |
| Employees | 531 (76% Investors, 86% Brokers) |
| Phone | 212-549-5100 |
| Address | 45 Rockefeller Plaza New York, NY 10111 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 0.0 | |
| AAPL | 2,382.8 | 0.0 | |
| AMZN | 1,093.0 | 0.0 | |
| GOOGL | 1,475.1 | 0.0 | |
| V | 419.3 | 0.0 | |
| CVX | 294.6 | 0.0 | |
| JPM | 340.2 | 0.0 | |
| NVDA | 399.6 | 0.0 | |
| LLY | 301.8 | 0.0 | |
| DFS | 27.3 | 0.0 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 14,529 | 4.7 |
| (b) Individuals (high net worth individuals) | 6,389 | 24.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 306 | 0.3 |
| (h) Charitable organizations | 215 | 1.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 881 | 4.2 |
| (n) Other | 0 | 0.0 |
| Total | 46,727 | 34.7 |
| By Discretionary | ||
| Discretionary | 45,254 | 32.8 |
| Non-Discretionary | 1,473 | 1.9 |
| Total | 46,727 | 34.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 34.7 | |
| Total | 46,727 | 34.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000315123] | |
| 13F-NT | [0001723502] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Rockefeller Financial LLC
✚
|
NY | 34.7 |
|
Rockefeller & Co LLC
✚
|
NY | 22.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Envestnet Portfolio Solutions Inc
✚
|
IL | 35.8 |
|
Causeway Capital Management LLC
✚
|
CA | 34.9 |
|
Betterment LLC
✚
|
NY | 34.3 |
|
Jarislowsky Fraser Limited
✚
|
34.1 | |
|
Calvert Research and Management
✚
|
DC | 33.6 |
|
Kayne Anderson Rudnick Investment Management LLC
✚
|
CA | 33.5 |
|
Jasper Ridge Partners LP
✚
|
TX | 33.1 |
|
Beutel Goodman & Company Ltd
✚
|
32.2 | |
|
Atlanta Capital Management Company LLC
✚
|
GA | 31.8 |
|
TIAA-CREF Individual & Institutional Services LLC
✚
|
NY | 30.9 |