Rockline Wealth Management LLC

Item 5 Fees & Compensation
Compensation for Our Advisory Services

Comprehensive Portfolio Management:

The maximum annual fee to be charged to the client's account(s) will not exceed 1.50%. The fee to be
assessed to each account will be detailed in the client's signed advisory agreement. Fees are billed on
a pro-rata basis quarterly in advance based on the value of the account(s) on the last day of the
previous quarter. Fees are negotiable and will be deducted from the account(s). Adjustments will be
made for deposits and withdrawals during the quarter. If accounts are opened during the quarter, the
pro-rata advisory fees will be deducted during the next regularly scheduled billing cycle. In some
cases, our firm will agree to direct bill clients. As part of this process, Clients understand the following:

    a. The Qualified Custodian sends statements at least quarterly, showing all disbursements for
       each account, including the amount of the advisory fees paid to our firm;
    b. Clients provide authorization permitting The Qualified Custodian to deduct these fees;
    c. The Qualified Custodian calculates the advisory fees for all fee schedules and deducts them
       from the client's account.

Retirement Plan Consulting:

Our Retirement Plan Consulting services are billed on a flat fee basis or a fee based on the percentage
of Plan assets under management. The fee is based on the scope and complexity of our engagement
with the client. Flat fees will not exceed $50,000. Fees based on a percentage of managed Plan assets
will not exceed 1.50%. The fee-paying arrangements will be determined on a case-by-case basis and
will be detailed in the signed consulting agreement.

Other Types of Fees & Expenses

Clients will incur transaction fees for trades executed by their custodian, either based on a percentage
of the dollar amount of assets in the account(s) or via individual transaction charges. These transaction
fees are separate from our firm's advisory fees and will be disclosed by the chosen custodian.

Clients may also pay holdings charges imposed by the custodian for certain investments, charges
imposed directly by a mutual fund, index fund, or exchange traded fund, which shall be disclosed in the
fund's prospectus (e.g., fund management fees and other fund expenses), distribution fees, surrender
charges, variable annuity fees, IRA and qualified retirement plan fees, mark-ups and mark-downs,
spreads paid to market makers, fees for trades executed away from custodian, wire transfer fees and
other fees and taxes on brokerage accounts and securities transactions. Our firm does not receive a
portion of these fees.

Termination & Refunds

Either party may terminate the signed advisory agreement at any time. Upon receipt of your notice of
termination, we will process a pro-rate refund of the unearned portion of the advisory fees charged in
advance at the beginning of the quarter.

Either party to a Retirement Plan Consulting Agreement may terminate at any time by providing written
notice to the other party. Full refunds will only be made in cases where cancellation occurs within 5
business days of signing an agreement. After 5 business days from initial signing, either party must
provide the other party 30 days written notice to terminate billing. Billing will terminate 30 days after
receipt of termination notice. Clients will be charged on a pro-rata basis, which takes into account work
completed by our firm on behalf of the client. Clients will incur charges for bona fide advisory services
rendered up to the point of termination (determined as 30 days from receipt of said written notice) and
such fees will be due and payable.

Item 7 Types of Clients & Account Requirements
Our firm has the following types of clients:

    • Individuals and High Net Worth Individuals;
    • Trusts, Estates or Charitable Organizations;
    • Pension and Profit Sharing Plans;
    • Corporations, Limited Liability Companies and/or Other Business Types

Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging
us.