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| Rosecap Investment Advisors LLC
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|---|---|
| CRD # | 152054 |
| SEC # | 801-118154 |
| CIK # | 0001812103 |
| AUM | 527.5 M (2026-03-11) |
| Employees | 8 (75% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 970-773-5300 |
| Address | 200 Grand Ave Grand Junction, CO 81501 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 4.7 | ||
| Alphabet Inc | 4.1 | ||
| Apple Inc | 3.7 | ||
| Microsoft Corp | 2.7 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 2.5 | ||
| Broadcom Inc | 2.2 | ||
| J P Morgan Chase & Co | 2.1 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 433 | 71.3 |
| (b) Individuals (high net worth individuals) | 288 | 426.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 9.4 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 20 | 20.5 |
| (n) Other | 0 | 0.0 |
| Total | 746 | 527.5 |
| By Discretionary | ||
| Discretionary | 735 | 525.6 |
| Non-Discretionary | 11 | 2.0 |
| Total | 746 | 527.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 527.5 | |
| Total | 746 | 527.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001812103] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail, Research |
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