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| Happy Holidays!! thanks for using AUM13F!! |
| Rosecap Investment Advisors LLC
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|---|---|
| CRD # | 152054 |
| SEC # | 801-118154 |
| CIK # | 0001812103 |
| AUM | $444.6 M (2025-03-10) |
| Employees | 5 (100% Investors, 0% Brokers) |
| Phone | 970-773-5300 |
| Address | 200 Grand Ave Grand Junction, CO 81501 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 3.6 | ||
| Nvidia Corp | 3.4 | ||
| Apple Inc | 2.4 | ||
| Alphabet Inc | 2.0 | ||
| J P Morgan Chase & Co | 1.7 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 318 | 50.0 |
| (b) Individuals (high net worth individuals) | 244 | 356.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 5 | 6.3 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 76 | 18.5 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 17 | 13.8 |
| (n) Other | 0 | 0.0 |
| Total | 661 | 444.6 |
| By Discretionary | ||
| Discretionary | 656 | 443.1 |
| Non-Discretionary | 5 | 1.5 |
| Total | 661 | 444.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 444.6 | |
| Total | 661 | 444.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001812103] |
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