Trinity Portfolio Advisors LLC

Item 5 Fees and Compensation
TPA offers its services on a fee basis, which may include fixed fees, as well as fees based upon assets
under management. In addition, certain of TPA's Supervised Persons will offer insurance products
under a commission arrangement.

Financial Planning and Consulting Fees
TPA charges a fixed fee for financial planning and consulting services. TPA's financial planning and
consulting fees are negotiable, but generally range from $1,500 to $250,000 on a fixed fee basis,
depending upon the level and scope of the services and the professional rendering the financial
planning and/or the consulting services. If the client engages TPA for additional investment advisory
services, TPA may offset all or a portion of its fees for those services based upon the amount paid for
the financial planning and/or consulting services.

Prior to engaging TPA to provide financial planning and/or consulting services, the client will generally
be required to enter into a written agreement with TPA setting forth the terms and conditions of the
engagement and describing the scope of the services to be provided and the portion of the fee that is
due from the client prior to TPA commencing services. Generally, TPA requires one-half of the
financial planning / consulting fee (estimated fixed) payable upon entering the written agreement. The
balance is generally due upon delivery of the financial plan or completion of the agreed upon services.
Either party may terminate the agreement by written notice to the other. If termination occurs within five
business days of entering into an agreement for such services, the client shall be entitled to a full
refund.

Investment Management Fee
TPA provides investment management services for an annual fee based upon a percentage of the
market value of the assets being managed by TPA. TPA's annual fee is exclusive of, and in addition to
brokerage commissions, transaction fees, and other related costs and expenses which are incurred by
the client. TPA does not, however, receive any portion of these commissions, fees, and costs. TPA's
annual fee is prorated and charged quarterly, in arrears, based upon either the average daily balance
of the assets in the previous quarter or the market value of the assets being managed by TPA on the
last day of the previous quarter, as set forth in the client agreement. The annual fee varies (between
0% and 2.00%) depending upon the market value of the assets under management and the type of
investment management services to be rendered.

Note: Some of TPA's legacy clients may be billed under a prior fee schedule.

TPA, in its sole discretion, may negotiate to charge a lesser management fee based upon certain
criteria (i.e., anticipated future earning capacity, anticipated future additional assets, dollar amount of
assets to be managed, related accounts, account composition, pre-existing client, account retention,
pro bono activities, etc.).

For assets held at a custodian that is not directly accessible by TPA's ("Held Away Accounts"), TPA
may, but is not required to, manage these Held Away Accounts using the Order Management System
("Pontera") that allows TPA to view and manage assets. TPA is not affiliated with the platform in any
way and receives no compensation from them for using their platform. A link will be provided to the
Client allowing them to connect an account(s) to the platform. TPA's annual fee for investment
management services for held away accounts utilizes the same Annual Fee Schedule as outlined
above. For Held Away Accounts TPA will bill an existing account designated on the executed
management agreement.

You will not pay our firm a higher advisory fee other than what is listed above due to the use of
Pontera. We pay 0.30% from our advisory fee that we receive from you to Pontera.

Web-Based Portfolio Management Services
TPA's annual advisory fee for Web-Based Portfolio Management Services consists of an asset-based
management fee based on the value of the assets in the client's account. TPA's advisory fee for Web-
Based Portfolio Management Services will not exceed 2.00%. This fee is separate and apart from the

investment management service fees noted above. Assets in each of the client's count(s) are included
in the fee assessment unless specifically identified in writing for exclusion. A Web-Based Portfolio
Management Service fee of 0.15% will be added in addition to TPA's annual portfolio management
service. In addition, the client will be billed a one-time $500.00 Implementation Fee when the
Agreement is signed. The Implementation Fee is non-refundable and due on receipt.

The annual Advisory Fee is an asset-based fee which will be prorated and billed on a quarterly basis in
arrears, based on the client's average daily account balance for the prior quarter. TPA's agreement for
services will continue in effect until terminated by either party. The client may terminate the
management agreement upon 90 days written notice to TPA. If the portfolio management agreement is
executed at any time other than the first day of a calendar quarter, TPA's fees will apply on a pro-rata
basis, which means that the advisory fee is payable in proportion to the number of days in the quarter
for which you are a client. TPA's advisory fee is negotiable depending on individual client
circumstances.

TPA fees will be deducted directly from client accounts through the qualified custodian holding funds
and securities. The client provides TPA with written authorization permitting the fees to be paid directly
from the client's account by the qualified custodian. The qualified custodian agrees to send the client a
statement, at least quarterly, indicating all amounts disbursed from the client's account including the
amount of the advisory fee paid directly to TPA.

Fees Charged by Financial Institutions
As further discussed in response to Item 12 (below), TPA generally recommends that clients utilize the
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Item 7 Types of Clients
TPA provides its services to individuals, pension and profit-sharing plans, trusts, estates, charitable
organizations, corporations and business entities.

Minimums Imposed By Independent Managers
In general, TPA requires a minimum of $7500 to open and maintain an advisory account. At our
discretion, we may waive this minimum account size. Certain Independent Managers may also impose
more restrictive account requirements and varying billing practices than TPA. In such instances, TPA
may alter its corresponding account requirements and/or billing practices to accommodate those of the
Independent Managers.

Where TPA may leverage an Order Management System through Pontera, in general, TPA requires a
minimum of $7500 to open and maintain an advisory account. At TPA's discretion, TPA may waive this
minimum account size.