Roth Financial Partners LLC

Item 5           Fees and Compensation

   A.
                                   INVESTMENT ADVISORY SERVICES
         The Registrant’s annual investment advisory fee shall be based upon a blended percentage
         (%) rate, calculated using the market value and of assets placed under the Registrant’s
         management and the following fee schedule:

                       Market Value of Portfolio                           % of Assets
                       On the First $3,000,000                             1.00%
                       On the Next $3,000,000                              0.85%
                       On the Next $4,000,000                              0.75%
                       All additional amounts                              Negotiable

         The Registrant, at its sole discretion, may charge a lesser investment management fee. As
         a result, similarly situated clients could pay different fees. In addition, similar advisory
         services may be available from other investment advisers for similar or lower fees.

   It is the Firm’s policy is to treat intra-quarter account additions and withdrawals equally.
   Specifically, in the event that a client, on a net basis, adds or withdraws more than $100,000
   during any billing quarter, the Firm shall charge a pro-rated fee, and or issue a pro-rated
   credit, based upon the number of days remaining in the billing quarter.

          FINANCIAL PLANNING AND CONSULTING SERVICES (STAND-ALONE)
   The Registrant may provide financial planning and/or consulting services (including
   investment and non-investment related matters, including estate planning, insurance
   planning, etc.) on a stand-alone fee basis. Registrant’s planning and consulting fees are
   negotiable, but generally range from $2,000 to $5,000 on a fixed fee basis, and from $100
   to $500 on an hourly rate basis, depending upon the level and scope of the service(s)
   required and the professional(s) rendering the service(s).

B. Clients may elect to have the Registrant’s advisory fees deducted from their custodial
   account. Both Registrant’s Agreement and the custodial/clearing agreement may authorize
   the custodian to debit the account for the amount of the Registrant’s investment advisory
   fee and to directly remit that advisory fee to the Registrant in compliance with regulatory
   procedures.

   In the limited event that the Registrant bills the client directly, payment is due upon receipt
   of the Registrant’s invoice.

C. As discussed below, unless the client directs otherwise or an individual client’s
   circumstances require, Registrant shall generally recommend that Raymond James serve
   as the broker-dealer/custodian for client investment management assets. Broker-dealers
   such as Raymond James charge transaction fees for effecting certain securities transactions.

   In addition to the Registrant’s investment management fee and/or transaction fees, clients
   will also incur, relative to all mutual fund and exchange traded fund purchases, charges
   imposed at the fund level (e.g., management fees and other fund expenses). Clients
   engaging Independent Managers will incur additional investment advisory fees.

D. Registrant's annual investment advisory fee shall be prorated and paid quarterly, in
   advance, based upon the market value of the assets on the last business day of the previous
   month.

   With the exception of a financial planning engagement on a project basis, which may
   automatically terminate upon the completion of the project, agreements between the
   Registrant and the client will continue in effect until terminated by either party by written
   notice in accordance with the terms of the Agreement. Upon termination, the Registrant
   shall invoice the client for the value of services rendered based upon the number of days
   such services were rendered during the billing quarter.

E. Neither the Registrant, nor its representatives accept compensation from the sale of
   securities or other investment products.

Item 7           Types of Clients

         The Registrant’s clients shall generally include individuals, business entities, trusts and
         estates.