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| Keyboard |
| Round Rock Advisors LLC
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|---|---|
| CRD # | 286007 |
| SEC # | 801-108989 |
| CIK # | 0001846991 |
| AUM | 906.7 M (2026-06-22) |
| Employees | 22 (55% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-920-4774 |
| Address | 187 Danbury Road Wilton, CT 06897 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| Apple Inc | 17.0 | |
| Microsoft Corp | 11.8 | |
| Alphabet Inc | 10.7 | |
| Amazon Com Inc | 7.1 | |
| Nvidia Corp | 4.1 | |
| AbbVie Inc | 3.9 | |
| Intercontinentalexchange Group Inc | 3.8 | |
| Williams Companies Inc | 3.1 | |
| Air Products & Chemicals Inc /DE/ | 2.9 | |
| Chevron Corp | 2.8 |
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 420 | 133.8 |
| (b) Individuals (high net worth individuals) | 202 | 595.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 72.1 |
| (g) Pension and profit sharing plans | 0 | 22.6 |
| (h) Charitable organizations | 5 | 5.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 22.1 |
| (n) Other | 11 | 54.8 |
| Total | 1,935 | 906.7 |
| By Discretionary | ||
| Discretionary | 1,935 | 906.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,935 | 906.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 86.8 | |
| United States Persons | 819.8 | |
| Total | 1,935 | 906.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001846991] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
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|---|---|---|
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