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| Alley Investment Management Company LLC
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| CRD # | 317544 |
| SEC # | 801-122856 |
| CIK # | 0001569141, 0001917618 |
| AUM | 907.2 M (2026-03-30) |
| Employees | 9 (56% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 847-482-0938 |
| Address | 272 Market Square Lake Forest, IL 60045 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/30/2026) [Brochure] |
|---|
Item 5: Fees and Compensation
D. External Compensation for the Sale of Securities to Clients
Alley Company is not paid any sales, service, or administrative fees for the sale of mutual funds
or any other investment products.
Part 2A of Form ADV: Alley Investment Management Company, LLC, Brochure |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2026) [Brochure] |
|---|
Item 7: Types of Clients
Alley Company provides investment services primarily to high-net-worth individuals that
encompass business executives, entrepreneurs, retirees, and investors with large families. We
also specialize in managing investments for institutions, foundations, and family offices.
The minimum account size is $2,000,000. Alley Company reserves the right to waive the
minimum account size in its sole discretion.
Part 2A of Form ADV: Alley Investment Management Company, LLC, Brochure |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 32.5 | ||
| J P Morgan Chase & Co | 32.3 | ||
| Apple Inc | 31.0 | ||
| Philip Morris International Inc | 27.3 | ||
| Chevron Corp | 26.1 | ||
| Microsoft Corp | 24.7 | ||
| AbbVie Inc | 24.4 | ||
| Costco Wholesale Corp /NEW | 21.2 | ||
| Union Pacific Corp | 20.7 | ||
| Amazon Com Inc | 18.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 36 | 14.1 |
| (b) Individuals (high net worth individuals) | 125 | 830.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 3 | 19.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 42.7 |
| (n) Other | 0 | 0.0 |
| Total | 486 | 907.2 |
| By Discretionary | ||
| Discretionary | 486 | 907.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 486 | 907.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 907.2 | |
| Total | 486 | 907.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001569141] | |
| 13F-HR | [0001917618] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
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