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| Berthel Fisher & Company Financial Services Inc
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|---|---|
| CRD # | 13609 |
| SEC # | 801-62277 |
| CIK # | |
| AUM | 906.4 M (2026-03-27) |
| Employees | 100 (100% Investors, 100% Brokers) |
| Phone | 319-447-5700 |
| Address | 4201 42nd Street NE Cedar Rapids, IA 52402 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,278 | 719.9 |
| (b) Individuals (high net worth individuals) | 45 | 161.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10 | 5.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 19 | 20.4 |
| (n) Other | 0 | 0.0 |
| Total | 3,352 | 906.4 |
| By Discretionary | ||
| Discretionary | 1,854 | 438.1 |
| Non-Discretionary | 1,498 | 468.4 |
| Total | 3,352 | 906.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 906.4 | |
| Total | 3,352 | 906.4 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 6 |
| Serves | Institutional, Retail |
| Related Firms | State | AUM |
|---|---|---|
|
BFC Planning Inc
✚
|
IA | 3,841.2 M |
|
Berthel Fisher & Company Financial Services Inc
✚
|
IA | 906.4 M |
| Comparable Firms | State | AUM |
|---|---|---|
|
Fonville Wealth Management LLC
✚
|
VA | 909.6 M |
|
Dean Investment Associates LLC
✚
|
OH | 909.3 M |
|
Gerald Baker Financial Group Llcdba Baker Financial Services
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|
TX | 909.3 M |
|
First Eagle Separate Account Management LLC
✚
|
NY | 907.6 M |
|
Alley Investment Management Company LLC
✚
|
IL | 907.2 M |
|
Cranbrook Wealth Management LLC
✚
|
MI | 906.8 M |
|
Round Rock Advisors LLC
✚
|
CT | 906.7 M |
|
Riverpoint Wealth Management Holdings LLC
✚
|
IL | 906.2 M |
|
Convergence Financial LLC
✚
|
MO | 904.0 M |
|
Mengis Capital Management Inc
✚
|
OR | 903.5 M |