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| Happy Holidays!! thanks for using AUM13F!! |
| Berthel Fisher & Company Financial Services Inc
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|---|---|
| CRD # | 13609 |
| SEC # | 801-62277 |
| CIK # | |
| AUM | $798.1 M (2025-03-26) |
| Employees | 100 (100% Investors, 100% Brokers) |
| Phone | 319-447-5700 |
| Address | 4201 42nd Street NE Cedar Rapids, IA 52402 |
| Source | [IAPD] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,848 | 634.1 |
| (b) Individuals (high net worth individuals) | 48 | 136.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 18 | 6.7 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 28 | 20.6 |
| (n) Other | 0 | 0.0 |
| Total | 3,408 | 798.1 |
| By Discretionary | ||
| Discretionary | 2,244 | 508.7 |
| Non-Discretionary | 1,164 | 289.4 |
| Total | 3,408 | 798.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 798.1 | |
| Total | 3,408 | 798.1 |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
BFC Planning Inc
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|
IA | 2.0 |
|
Berthel Fisher & Company Financial Services Inc
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|
IA | 0.8 |
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|---|---|---|
|
Claris Advisors LLC
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|
MO | 0.8 |
|
Teamwork Financial Advisors LLC
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TX | 0.8 |
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Fortis Group Advisors LLC
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NJ | 0.8 |
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Canopy Partners LLC
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OH | 0.8 |
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Vaquero Private Wealth Ltd
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TX | 0.8 |
|
Claremont Capital Management LLC
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AZ | 0.8 |
|
Stablepoint Partners LLC
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|
MA | 0.8 |
|
Perryman Financial Advisory Inc
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TX | 0.8 |
|
Occidental Asset Management LLC
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CA | 0.8 |
|
Founders Capital Management LLC
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|
CT | 0.8 |