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| Rowling & Associates LLC
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| |
|---|---|
| CRD # | 308292 |
| SEC # | 801-118761 |
| CIK # | |
| AUM | $545.1 MM (2024-06-13) |
| Employees | 16 (38% Investors, 0% Brokers) |
| Phone | 619-295-0200 |
| Address | 1455 Frazee Road San Diego, CA 92108 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 242 | 88.0 |
| (b) Individuals (high net worth individuals) | 119 | 450.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 7.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,238 | 545.1 |
| By Discretionary | ||
| Discretionary | 1,088 | 512.8 |
| Non-Discretionary | 150 | 32.3 |
| Total | 1,238 | 545.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 545.1 | |
| Total | 1,238 | 545.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Signal Securities Inc
✚
|
TX | 0.5 |
|
ABS Legacy Partners LLC
✚
|
NC | 0.5 |
|
Gradient Capital Advisors LLC
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|
CA | 0.5 |
|
Delap Wealth Advisory LLC
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|
OR | 0.5 |
|
Paragon Capital Management LLC
✚
|
KS | 0.5 |
|
Fiduciary Financial Group LLC
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|
CA | 0.5 |
|
Platte River Wealth Advisors LLC
✚
|
CO | 0.5 |
|
Ballast Inc
✚
|
KY | 0.5 |
|
Goehring & Rozencwajg Associates LLC
✚
|
NY | 0.5 |
|
Rose Capital Advisors LLC
✚
|
FL | 0.5 |