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Rowling & Associates LLC
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CRD # | 308292 |
SEC # | 801-118761 |
CIK # | |
AUM | $530.0 MM (2023-03-21) |
Employees | 16 (38% Investors, 0% Brokers) |
Phone | 619-295-0200 |
Address | 8889 Rio San Diego Drive, San Diego, CA 92108 |
Source | [IAPD] [Website] [Twitter] [LinkedIn] |
Total AUM ($MM) |
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AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 212 | 85.4 |
(b) Individuals (high net worth individuals) | 115 | 436.1 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 8.5 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 1,307 | 530.0 |
By Discretionary | ||
Discretionary | 1,151 | 501.8 |
Non-Discretionary | 156 | 28.2 |
Total | 1,307 | 530.0 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 530.0 | |
Total | 1,307 | 530.0 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Buttonwood Financial Group LLC
✚
|
MO | 0.5 |
Saiph Capital LLC
✚
|
NJ | 0.5 |
Regent Peak Wealth Advisors LLC
✚
|
GA | 0.5 |
Proffitt & Goodson Inc
✚
|
TN | 0.5 |
AWM Capital LLC
✚
|
AZ | 0.5 |
Cambridge Advisors Inc
✚
|
NE | 0.5 |
Blue Edge Capital LLC
✚
|
VA | 0.5 |
Fusion Investment Advisors LLC
✚
|
TX | 0.5 |
Seamount Financial Group Inc
✚
|
CO | 0.5 |
Optimum Quantvest Corporation
✚
|
TX | 0.5 |