|
⚲
|
| RTW Financial Advisors Inc
✚
| |
|---|---|
| CRD # | 109934 |
| SEC # | 801-38676 |
| CIK # | |
| AUM | $472.0 MM (2024-03-29) |
| Employees | 11 (27% Investors, 27% Brokers) |
| Phone | 972-960-1212 |
| Address | 5757 Alpha Road Dallas, TX 75240 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 107 | 70.5 |
| (b) Individuals (high net worth individuals) | 50 | 338.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 60.1 |
| (h) Charitable organizations | 1 | 2.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.6 |
| (n) Other | 0 | 0.0 |
| Total | 495 | 472.0 |
| By Discretionary | ||
| Discretionary | 472 | 442.2 |
| Non-Discretionary | 23 | 29.9 |
| Total | 495 | 472.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 472.0 | |
| Total | 495 | 472.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Bruce & Co Inc
✚
|
IL | 0.5 |
|
Westshore Wealth LLC
✚
|
CA | 0.5 |
|
Delta Wealth Management
✚
|
CA | 0.5 |
|
Wealthgate Family Office LLC
✚
|
CO | 0.5 |
|
Curran Financial Partners LLC
✚
|
SC | 0.5 |
|
Hennion & Walsh Asset Management Inc
✚
|
NJ | 0.5 |
|
WEA Financial Advisors Inc
✚
|
WI | 0.5 |
|
Lazari Capital Management Inc
✚
|
CA | 0.5 |
|
Bryant Woods Investment Advisors LLC
✚
|
NY | 0.5 |
|
EQ Wealth Advisors LLC
✚
|
TX | 0.5 |