RPG Family Wealth Advisory LLC

Item 5 – Fees and Compensation

General Account Characteristics
The investment management agreement executed between RPg and the End Client or the sub-advisory
agreement executed between RPg and the intermediary shall define the pricing, terms and conditions of the
investment advisory service and the responsibilities of the End Client, Financial Intermediary and RPg as
Investment Manager.

Payment of Fees
In general, for Products, RPg will charge a management fee of up to 0.75% per annum based upon the assets
under management in each End Client account. Fees are based on the market value of assets under
management at the end of the prior calendar quarter. Investment management fees in the first quarter of service
are prorated from the inception date of the account to the end of the first quarter. Fees do not cover any
execution-related expenses, commissions and margin interest, if any, securities exchange fees, or other fees
required by law or charged by the broker-dealer with custody of the End Client accounts.

Assets will be held in custody and administered by a third-party custodian (examples include Schwab and
Fidelity). The custodian will also be responsible for valuing securities in the End Client accounts. Both our
investment management agreement and the custodial/clearing agreement may authorize the End Client’s
custodian to debit the End Client’s account[s] for the amount of our investment management fee and to directly
remit that investment management fee to RPg in compliance with regulatory procedures. End Clients will be
provided with a statement from the account custodian at least quarterly, reflecting deduction of RPg’s investment
management fee.

Fees for RPg Tactical Strategies offered by Model Manager and Unified Managed Account platform sponsors are
determined by the Platform Sponsor.

For Tactical Strategies, RPg generally requires a minimum account size of $25,000. Account minimums may be
higher or lower at RPg’s sole discretion.

Client may be able to obtain similar services from other service providers for a lower fee.

Additional Information Concerning Fees
In certain circumstances, investment management fees may be negotiable based upon specific requirements.
The fees charged are calculated as described above. All fees paid to RPg for investment management services
are separate from the fees and expenses charged by mutual funds and ETFs to their shareholders. These fees
and expenses are described in each fund’s prospectus.

                                                Risk Paradigm Group, LLC
                                   Phone: (866) 726-5150 | www.rpgassetmanagement.com                  3337_423202

Termination of Contracts
Upon written notice, either party may terminate the investment management agreement at any time. The End
Client may also terminate the investment management agreement within five (5) business days of signing the
Advisor’s agreement at no cost to the Client. For fees paid in advance, fees will be prorated to the date of
termination and any unearned portion of the fee will be refunded to the End Client generally within ninety (90)
days. The Custodian will deliver securities and funds held at custodian as instructed by the End Client, unless the
End Client requests that the securities and funds be liquidated. Termination of an investment management
agreement will not affect the liabilities or obligations of the parties arising out of any transaction initiated prior to
termination. An investment management agreement will not terminate in the event of your death, disability, or
incompetence. However, in the event of the End Client’s death, disability, or incompetence, the End Client’s
executor, guardian, attorney-in fact or other authorized representative may terminate an investment management
agreement by providing written notice to RPg with such termination being effective upon our receipt of such
notice.

Item 7 – Types of Clients

RPg is an investment management firm that mainly manages Tactical Investment Strategies. We primarily serve
Financial Intermediaries who select and/or otherwise recommend our Strategies for the benefit of their End
Clients, although some strategies may be offered directly to End Clients. Financial Intermediaries include: broker
dealers, registered investment advisors (“RIAs”), and other Advisory Persons serving both institutional and
individual End Clients and qualified & non-qualified plans.