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| Schroder Investment Management North America Inc
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|---|---|
| CRD # | 105820 |
| SEC # | 801-15834 |
| CIK # | 0001105005, 0001422318 |
| AUM | $135.4 BB (2024-03-29) |
| Employees | 314 (33% Investors, 26% Brokers) |
| Phone | 212-641-3800 |
| Address | 7 Bryant Park, 19th Floor New York, NY 10018 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Schroders Capital Focus III Investment A LP | [2023-02-22] | 336.0 | 6.6 |
| SA | Schroders Capital Focus III Investment B LP | [2023-02-22] | 336.0 | 6.6 |
| SA | Schroders Capital Focus III Investment C LP | [2023-02-22] | 336.0 | 6.6 |
| SA | Schroders Capital Securitized Hi-Grade Flexible Total Return LP | 2022-06-28 | 803.9 | |
| SA | Schroders Capital ERISA Flexible Secured Income LP | [2022-03-31] | 110.0 | 92.2 |
| SA | Schroders Capital Pillars Fund LP | [2022-03-31] | 375.1 | 258.7 |
| SA | Schroder Flexible Secured Income Master A LP | [2021-11-19] | 60.0 | 376.4 |
| SA | Schroder Flexible Secured Income Master B LP | [2021-11-19] | 60.0 | 376.4 |
| Other | Schroder Emerging Markets Equity Alpha Fund | [2021-03-31] | 412.4 | 279.6 |
| Other | Schroder Japan Equity Micro Cap Fund | [2021-03-31] | 660.6 | 119.9 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 25 | 1.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 137 | 78.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 44 | 11.6 |
| (g) Pension and profit sharing plans | 45 | 9.6 |
| (h) Charitable organizations | 12 | 1.6 |
| (i) State or municipal government entities | 41 | 15.2 |
| (j) Other investment advisers | 7 | 2.0 |
| (k) Insurance companies | 34 | 12.0 |
| (l) Sovereign wealth funds and foreign official institutions | 11 | 1.9 |
| (m) Corporations or other businesses not listed above | 13 | 2.4 |
| (n) Other | 0 | 0.0 |
| Total | 369 | 135.4 |
| By Discretionary | ||
| Discretionary | 365 | 134.2 |
| Non-Discretionary | 4 | 1.2 |
| Total | 369 | 135.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 43.1 | |
| United States Persons | 92.3 | |
| Total | 369 | 135.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Roger Hanson | 255 | |||
| Ivana Faltysova | 76 | |||
| Neil Glass | 19 | |||
| Marc Brookman | 25 | |||
| Virginie Maisonneuve | 11 | |||
| Jeffrey Hodkin | 6 | |||
| Philip Middleton | 28 | |||
| Paul Chislett | 28 | |||
| Lisa Hornby | 26 | |||
| Tiffani Potesta | 26 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0001105005] | |
| SC 13G | [0001105005] | |
| 3 | [0001422318] | |
| SC 13G | [0001422318] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
SBI Funds Management Limited
✚
|
156.6 | |
|
Wells Fargo Advisors Financial Network LLC
✚
|
MO | 154.2 |
|
Payden & Rygel
✚
|
CA | 142.3 |
|
Global Retirement Partners LLC
✚
|
CA | 140.7 |
|
Insight North America LLC
✚
|
NY | 136.7 |
|
Franklin Templeton Private Portfolio Group LLC
✚
|
NY | 105.4 |
|
Putnam Investment Management LLC
✚
|
MA | 97.9 |
|
Income Research & Management
✚
|
MA | 97.0 |
|
NFP Retirement Inc
✚
|
CA | 96.5 |
|
NEPC LLC
✚
|
MA | 95.4 |