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| Schroder Investment Management North America Inc
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|---|---|
| CRD # | 105820 |
| SEC # | 801-15834 |
| CIK # | 0001422318 |
| AUM | $171.3 BB (2023-03-31) |
| Employees | 305 (31% Investors, 25% Brokers) |
| Phone | 212-641-3800 |
| Address | 7 Bryant Park, 19th Floor New York, NY 10018 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Schroders Capital Focus III Investment A LP | [2023-02-22] | 0.0 | 25.0 |
| SA | Schroders Capital Focus III Investment B LP | [2023-02-22] | 0.0 | 25.0 |
| SA | Schroders Capital Focus III Investment C LP | [2023-02-22] | 0.0 | 25.0 |
| SA | Schroders Capital Securitized Hi-Grade Flexible Total Return LP | 2022-06-28 | 0.0 | |
| SA | Schroders Capital ERISA Flexible Secured Income LP | [2022-03-31] | 90.0 | 90.0 |
| SA | Schroders Capital Pillars Fund LP | [2022-03-31] | 300.1 | 199.0 |
| SA | Schroder Flexible Secured Income Master A LP | [2021-11-19] | 215.2 | 261.0 |
| SA | Schroder Flexible Secured Income Master B LP | [2021-11-19] | 215.2 | 261.0 |
| Other | Schroder Emerging Markets Equity Alpha Fund | [2021-03-31] | 204.4 | 179.0 |
| Other | Schroder Japan Equity Micro Cap Fund | [2021-03-31] | 555.6 | 136.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 45 | 1.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 142 | 103.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 50 | 12.6 |
| (g) Pension and profit sharing plans | 50 | 12.2 |
| (h) Charitable organizations | 14 | 2.1 |
| (i) State or municipal government entities | 36 | 15.0 |
| (j) Other investment advisers | 9 | 2.4 |
| (k) Insurance companies | 33 | 15.2 |
| (l) Sovereign wealth funds and foreign official institutions | 14 | 4.6 |
| (m) Corporations or other businesses not listed above | 14 | 4.7 |
| (n) Other | 0 | 0.0 |
| Total | 407 | 173.4 |
| By Discretionary | ||
| Discretionary | 404 | 172.1 |
| Non-Discretionary | 3 | 1.3 |
| Total | 407 | 173.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 66.4 | |
| United States Persons | 107.0 | |
| Total | 407 | 173.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Roger Hanson | 255 | |||
| Ivana Faltysova | 62 | |||
| Neil Glass | 19 | |||
| Marc Brookman | 25 | |||
| Virginie Maisonneuve | 11 | |||
| Jeffrey Hodkin | 6 | |||
| Paul Chislett | 27 | |||
| Philip Middleton | 27 | |||
| Mark Hemenetz | 25 | |||
| Richard Lowe | 25 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 3 | [0001422318] | |
| SC 13G | [0001422318] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| [2012-02-16] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Schroder Investment Management North America Ltd | |
| Swiss Helvetia Fund Inc |
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|---|---|---|
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Lord Abbett & Co LLC
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|
NJ | 211.2 |
|
John Hancock Investment Management LLC
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|
MA | 181.8 |
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TX | 173.4 |
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|
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CA | 119.8 |
|
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NY | 119.2 |
|
Wells Fargo Advisors Financial Network LLC
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MO | 103.1 |
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Franklin Templeton Private Portfolio Group LLC
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NY | 94.6 |