Schroder Investment Management North America Inc

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Schroder Investment Management North America Inc
CRD #105820
SEC #801-15834
CIK #0001105005, 0001422318
AUM $135.4 BB (2024-03-29)
Employees 314 (33% Investors, 26% Brokers)
Phone212-641-3800
Address7 Bryant Park, 19th Floor
New York, NY 10018
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($BB)
180144108723602001200920172025
Type Form D Funds Date Sold ($MM) AUM ($MM)
SA Schroders Capital Focus III Investment A LP [2023-02-22] 336.0 6.6
SA Schroders Capital Focus III Investment B LP [2023-02-22] 336.0 6.6
SA Schroders Capital Focus III Investment C LP [2023-02-22] 336.0 6.6
SA Schroders Capital Securitized Hi-Grade Flexible Total Return LP 2022-06-28 803.9
SA Schroders Capital ERISA Flexible Secured Income LP [2022-03-31] 110.0 92.2
SA Schroders Capital Pillars Fund LP [2022-03-31] 375.1 258.7
SA Schroder Flexible Secured Income Master A LP [2021-11-19] 60.0 376.4
SA Schroder Flexible Secured Income Master B LP [2021-11-19] 60.0 376.4
Other Schroder Emerging Markets Equity Alpha Fund [2021-03-31] 412.4 279.6
Other Schroder Japan Equity Micro Cap Fund [2021-03-31] 660.6 119.9
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 25 1.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 137 78.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 44 11.6
(g) Pension and profit sharing plans 45 9.6
(h) Charitable organizations 12 1.6
(i) State or municipal government entities 41 15.2
(j) Other investment advisers 7 2.0
(k) Insurance companies 34 12.0
(l) Sovereign wealth funds and foreign official institutions 11 1.9
(m) Corporations or other businesses not listed above 13 2.4
(n) Other 0 0.0
Total 369 135.4
By Discretionary
Discretionary 365 134.2
Non-Discretionary 4 1.2
Total 369 135.4
By Non-United States Persons
Non-United States Persons 43.1
United States Persons 92.3
Total 369 135.4
Limited Partners2011 - 2024
Alaska Division of Retirement and Benefits
New York State and Local Retirement System
Orange County Employee Retirement System
Pennsylvania Public School Employees' Retirement System
Form D Directors # Filings # Firms 2011 - 2024
Roger Hanson 255
Ivana Faltysova 76
Neil Glass 19
Marc Brookman 25
Virginie Maisonneuve 11
Jeffrey Hodkin 6
Philip Middleton 28
Paul Chislett 28
Lisa Hornby 26
Tiffani Potesta 26
View All
EDGAR Form CIK 2011 - 2024
3 [0001105005]
SC 13G [0001105005]
3 [0001422318]
SC 13G [0001422318]
Form 13D/13G Filer Form 13D/13G Subject Filed
Schroder Investment Management North America INC/ de CI&T Inc [2024-02-13]
Schroder Investment Management North America INC/ de STEM Inc [2024-02-13]
Schroder Investment Management North America INC/ de Kasikornbank Public Co Limited/Adr [2024-02-13]
Schroder Investment Management North America INC/ de SES Sa/Adr [2024-02-13]
Schroder Investment Management North America INC/ de Sally Beauty Holdings Inc [2024-02-13]
Schroder Investment Management North America INC/ de CI&T Inc [2023-02-10]
Schroder Investment Management North America INC/ de SES Sa/Adr [2023-02-10]
Schroder Investment Management North America INC/ de Kasikornbank Public Co Limited/Adr [2023-02-10]
Schroder Investment Management North America INC/ de Neuronetics Inc [2023-02-10]
Schroder Investment Management North America INC/ de Solaris Oilfield Infrastructure Inc [2023-02-10]
View All
Form 3/4/5 Subject 2011 - 2024
Hartford Schroders Private Opportunities Fund
Schroder Investment Management North America INC/ de
Hartford Schroders Opportunistic Income Fund
Swiss Helvetia Fund Inc
Schroder Investment Management North America Ltd
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156.6
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MO 154.2
Payden & Rygel
CA 142.3
Global Retirement Partners LLC
CA 140.7
Insight North America LLC
NY 136.7
Franklin Templeton Private Portfolio Group LLC
NY 105.4
Putnam Investment Management LLC
MA 97.9
Income Research & Management
MA 97.0
NFP Retirement Inc
CA 96.5
NEPC LLC
MA 95.4
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