Seamount Financial Group Inc

Item 5 Fees and Compensation
Wealth Management Services
Our annualized fee for wealth management services is based on a percentage of your assets. Fees
range up to 1.25% per annum of assets under management. Our advisory fee and fee-paying
arrangements are negotiable depending on individual client circumstances. The annual wealth
management fee is billed and payable quarterly in advance based on the value of your account on the
last trading day of the previous quarter.

If the wealth management agreement is executed at any time other than the first day of the calendar
quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in
proportion to the number of days in the quarter for which you are a client. Our advisory fee is
negotiable, depending on individual client circumstances.

You may pay us directly or you may authorize us to deduct our fee directly from your account through
the qualified custodian holding your funds and securities. We will deduct our advisory fee only when
you have given our firm written authorization permitting the fees to be paid directly from your account.
Further, the qualified custodian will deliver an account statement to you at least quarterly. These
account statements will show all disbursements from your account, and you should review all
statements for accuracy. If you find any inconsistent information with the statement(s) you receive from
the qualified custodian, please call our main office number located on the cover page of this Disclosure
Brochure.

You may see slight differences in the quarter-end market value of your account from your custodian’s
statement as compared to the billable market value of your account due to differences in the treatment
of accrued interest posting, trade date versus settlement date, and other variables. You should review
the information in the account statement provided by the custodian. The custodian's account statement
is the official record of the holdings and value of investments held in your account(s).

You may terminate the wealth management agreement upon written notice to our firm. You will incur a
pro rata charge for services rendered prior to the termination of the wealth management agreement,

which means you will incur advisory fees only in proportion to the number of days in the quarter for
which you are a client. If you have pre-paid advisory fees that we have not yet earned, you will receive
a prorated refund of those fees.

Financial Planning Services
We charge an hourly fee of $500 for stand-alone financial planning services, which is negotiable
depending on the scope and complexity of the plan, your situation, and your financial objectives. An
estimate of the total time/cost will be determined at the start of the advisory relationship. We may
require that you pay 50% of the fee in advance and the remaining portion upon the completion of the
services rendered. Otherwise, fees are due upon completion of services rendered. If we require a
prepayment of fees exceeding $1,200, we will perform that work within 6 months from the date of
contract. For clerical work, we charge an hourly rate of $50.

You may terminate the financial planning agreement by providing written notice to our firm. You will
incur a pro rata charge for services rendered prior to the termination of the agreement. If you have pre-
paid advisory fees that we have not yet earned, you will receive a prorated refund of those fees.

Pension Consulting Services
Our advisory fee for pension consulting services is based on a percentage of the plan assets, which
may range up to an annual fee of 1.25% of plan assets. This fee may be negotiated with the plan
sponsor or named fiduciary on a case-by-case basis. Our fee is typically billed quarterly in
advance based on the value of plan assets on the last day of the previous quarter. We may consider
other fee-paying arrangements depending on the individual needs of the plan.

Either party to the pension consulting agreement may terminate the agreement upon written notice to
the other party. The pension consulting fees will be pro-rated for the quarter in which the termination
notice is given and, if applicable, any unearned fees will be refunded to the client.

General - Advisory Services to Retirement Plans and Plan Participants
As disclosed above, we offer various levels of advisory and consulting services to employee benefit
plans ("Plan") and to the participants of such plans (“Participants”). Pursuant to adopted regulations of
the U.S. Department of Labor, we are required to provide the Plan's responsible plan fiduciary (the
person who has the authority to engage us as an investment adviser to the Plan) with a description of
the services we provide to the Plan, the compensation we receive for providing those services, and our
status (which is described below).

The services we provide to your Plan and the compensation that we receive for such services are
described above, and in the service agreement that you sign with our firm. We do not reasonably
expect to receive any other compensation, direct or indirect, for the services we provide to the Plan
or Participants unless we are retained under a separate engagement. If we receive any other
compensation for such services, we will (i) offset the compensation against our stated fees, and (ii) we
will promptly disclose the amount of such compensation, the services rendered for such compensation
and the payer of such compensation to you.

In providing services to the Plan and Participants, our status is that of an investment adviser registered
under the Investment Advisers Act of 1940, and we are not subject to any disqualifications under
Section 411 of ERISA. To the extent we perform fiduciary services, we are acting as a fiduciary of the
Plan as defined in Section 3(21) under ERISA.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
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Item 7 Types of Clients
We generally offer investment advisory services to individuals, pension and profit-sharing plans, trusts,
estates, charitable organizations, corporations, and other business entities.

We require a minimum of $500,000 to open and maintain an advisory account. At our discretion, we
may waive this minimum account size. For example, we may waive the minimum if you appear to have
significant potential for increasing your assets under our management. We may also combine account
values for you and your minor children, joint accounts with your spouse, and other types of related
accounts to meet the stated minimum.