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| Sheaff Brock Investment Advisors LLC
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|
|
|---|---|
| CRD # | 118739 |
| SEC # | 801-60978 |
| CIK # | 0001666789 |
| AUM | $1.4 BB (2024-03-26) |
| Employees | 25 (56% Investors, 4% Brokers) |
| Phone | 317-705-5700 |
| Address | 8801 River Crossing Blvd Indianapolis, IN 46240 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($MM) |
|---|
| CIK | Period |
|---|---|
| 0001666789 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Apple Inc | 2,382,844.0 | 116.1 | |
| Nvidia Corp | 399,550.0 | 88.4 | |
| Lilly Eli & Co | 301,789.7 | 31.2 | |
| Microsoft Corp | 1,918,222.4 | 28.8 | |
| Amazon Com Inc | 1,092,997.8 | 21.4 | |
| Oracle Corp | 182,760.6 | 17.2 | |
| Merck & Co Inc | 232,371.9 | 14.5 | |
| Facebook Inc | 434,852.0 | 14.5 | |
| KLA Tencor Corp | 49,261.0 | 13.7 | |
| Broadcom Inc | 201,282.9 | 13.7 | |
| Qualcomm Inc/DE | 147,392.0 | 13.4 | |
| Home Depot Inc | 277,648.0 | 13.4 | |
| Iron Mountain Inc | 14,284.0 | 12.5 | |
| Alphabet Inc | 1,475,138.5 | 12.0 | |
| AbbVie Inc | 269,466.6 | 10.7 | |
| AMB Property Corp | 88,071.4 | 9.4 | |
| Lockheed Martin Corp | 111,953.9 | 9.3 | |
| American Express Co | 107,077.6 | 9.2 | |
| Cisco Systems Inc | 178,309.9 | 8.7 | |
| Hubbell Inc | 9,707.3 | 8.6 | |
| UnitedHealth Group Inc | 477,004.0 | 8.6 | |
| Oneok Inc /New/ | 25,448.2 | 8.6 | |
| Accenture PLC | 179,517.0 | 8.5 | |
| Parker Hannifin Corp | 32,093.0 | 8.4 | |
| Alphabet Inc | 1,482,566.4 | 8.4 | |
| Advanced Micro Devices Inc | 131,458.5 | 8.3 | |
| Exxon Mobil Corp | 385,508.3 | 8.1 | |
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| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 476 | 154.7 |
| (b) Individuals (high net worth individuals) | 378 | 1,066.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 11 | 35.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 22 | 94.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,998 | 1,350.9 |
| By Discretionary | ||
| Discretionary | 1,998 | 1,350.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,998 | 1,350.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,350.9 | |
| Total | 1,998 | 1,350.9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001666789] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Sheaff Brock Investment Advisors LLC
✚
|
IN | 1.4 |
|
Salzinger Sheaff Brock LLC
✚
|
IN | 0.3 |
|
Trust Advisors LLC
✚
|
IN | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Vectorglobal IAG Inc
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|
FL | 1.4 |
|
Adviceone Advisory Services LLC
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|
CT | 1.4 |
|
Kimelman & Baird LLC
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|
NY | 1.4 |
|
Capwealth Advisors LLC
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TN | 1.4 |
|
Rodgers & Associates Ltd
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|
PA | 1.3 |
|
Adell Harriman & Carpenter Inc
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|
TX | 1.3 |
|
Patton Albertson Miller Group LLC
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|
TN | 1.3 |
|
Dorchester Wealth Management Company
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|
1.3 | |
|
Bloom Advisors
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|
MI | 1.3 |
|
Blackhill Capital Inc
✚
|
NJ | 1.3 |