Warwick Investment Management Inc

Item 5: Fees and Compensation
  A. Adviser is compensated for its advisory services primarily by fees charged based on a client’s
     assets under management with Adviser. Fees are negotiable, and each client’s specific fee
     schedule is included as part of the investment advisory agreement signed by Adviser and the
     client.

      Adviser’s standard fee schedule is included below, subject to negotiation with a client:

           Client Assets Under Management                               Annual Fee Percentage
                                                                           (paid quarterly)
              For the first $0 to $2,000,000                                    1.00%
         For the next $2,000,001 to $5,000,000                                  0.75%
        For the next $5,000,001 to $15,000,000                                  0.50%
        For the next $15,000,001 to $50,000,000                                 0.25%
       For the next $50,000,001 to $100,000,000                                 0.20%
       For the next $100,000,001 to $200,000,000                                0.12%
       For the next $200,000,001 to $500,000,000                                0.08%
          For any amount above $500,000,000                                     0.05%

  B. The fee schedule above is a “tiered” or “blended” fee schedule, which means that different annual
     fee percentages will apply to different ranges of client assets under Adviser’s management. Fees
     are deducted in advance on a quarterly basis from clients’ assets and based upon the market
     value of such assets managed by Adviser as of the last business day of the prior calendar
     quarter. Cash, cash equivalents, outstanding margin balances, assets in held-away accounts
     managed by Adviser, and accounts that are advised not but directly managed by Adviser on an
     ongoing basis are included in the assets upon which fees are assessed. In addition, client assets
     invested into private investment funds managed by third-party sponsors or managers (such as
     hedge funds, venture capital funds, private equity funds, real estate investment vehicles, or other
     private placements) are included for purposes of calculating the asset-based fee schedule set
     forth above. The timing of calculating and billing on client assets invested into private investment
     funds may be adjusted depending on when Adviser receives the applicable financial statements
     or valuation of such private investment funds from the private investment funds themselves, their
     respective sponsors, or other third-parties. Adviser does not independently value private
     investment funds, and generally calculates its asset-based fees based on the most recent
     financial statements or valuation provided by the fund, sponsor, or other third-party as adjusted
     for investor capital contributions and distributions through the date of billing.

  C. Adviser, on a limited basis, is compensated on a fixed fee basis. The fixed fee will be agreed
     upon before the start of any work. The fixed fee can range between $20,000.00 and $250,000.00.
     The fee is negotiable and billed on a quarterly basis in advance.

  D. In addition to the fees charged by Adviser, clients will incur brokerage and other transaction
     costs. Please refer to Item 12: Brokerage Practices, for further information on such brokerage and
     other transaction-related practices. Depending on the specific investment products held in a
     client’s account and the services provided, a client may also incur additional fees and costs
     charged by other independent and unaffiliated third-parties. Such additional fees and costs may
     include, but are not necessarily limited to, the internal fees and costs of an investment product
     (like a mutual fund or exchange traded fund), margin interest, account or asset transfer fees,
     subadvisory or third-party investment manager fees, account type fees, early redemption
     charges, market-maker or bid-ask spreads, retirement plan fees, fees for receiving paper copies
     of documents in lieu of electronically-delivered documents, and other fees and taxes on
     brokerage accounts and securities transactions. These additional charges are separate and apart
     from the fees charged by Adviser. Lower fees for comparable services may be available from

                                      Date of Brochure: June 16, 2026

    other sources. As of the date of this brochure, the Third-Party Advisers recommended or retained
    by Adviser shall charge applicable clients an additional fee up to 0.20% per annum as separately
    disclosed to applicable clients.

    SyntheticFi LLC - The annual fee is 0.50% of managed synthetic loan size and paid monthly in
    arrears. SyntheticFi defines loan size for synthetic loans as the value-at-expiration of traded
    options that constitute the synthetic loan. Managed Synthetic Loan Size for the fee calculation is
    the average daily loan size of all synthetic loans outstanding over the month for which the fee has
    accrued. Note that this fee is charged on the size of the entire loan, not the balance withdrawn.

E. If Adviser or client terminates the advisory agreement before the end of a quarterly billing period,
   Adviser’s fees will be prorated through the effective date of the termination. The pro rata fees for
   the remainder of the quarterly billing period after the termination will be refunded to the client.

F. Neither Adviser nor any of its supervised persons accepts compensation for the sale of securities
   or other investment products.

G. Adviser does not charge clients separately for financial planning services, those services are
   provided as part of the compensation stated above.

                                    Date of Brochure: June 16, 2026

Item 7: Types of Clients
Adviser generally provides its services to individuals, trusts, estates, business entities, charitable
organizations, and pension and profit sharing plans. The minimum account value required to open and
maintain an account with Adviser is $2,000,000, subject to negotiation. Please note that the Third-Party
Advisers retained by Adviser may separately impose minimum account value requirements.

                                        Date of Brochure: June 16, 2026