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| Happy Holidays!! thanks for using AUM13F!! |
| Shufro Rose & Co LLC
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| CRD # | 3403 |
| SEC # | 801-977 |
| CIK # | 0000908195 |
| AUM | $2.2 B (2025-04-04) |
| Employees | 27 (33% Investors, 0% Brokers) |
| Phone | 212-754-5100 |
| Address | 600 Lexington Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Corning Inc /NY | 41.6 | ||
| Microsoft Corp | 41.3 | ||
| Apple Inc | 41.0 | ||
| Lilly Eli & Co | 37.2 | ||
| J P Morgan Chase & Co | 28.8 | ||
| Thermo Fisher Scientific Inc | 28.5 | ||
| Qualcomm Inc/DE | 22.7 | ||
| Texas Instruments Inc | 21.4 | ||
| Avery Dennison Corporation | 21.0 | ||
| Tyco International Ltd /Ber/ | 18.1 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 743 | 0.3 |
| (b) Individuals (high net worth individuals) | 472 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 51 | 0.0 |
| (h) Charitable organizations | 23 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 49 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 1,338 | 2.2 |
| By Discretionary | ||
| Discretionary | 1,236 | 2.1 |
| Non-Discretionary | 102 | 0.1 |
| Total | 1,338 | 2.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.2 | |
| Total | 1,338 | 2.2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000908195] | |
| SC 13G | [0000908195] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Shufro Rose & Co LLC | Vishay Precision Group Inc | [2015-02-11] |
| Shufro Rose & Co LLC | Bar Harbor Bankshares | [2013-01-30] |
| Shufro Rose & Co LLC | Bar Harbor Bankshares | [2012-01-13] |
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|---|---|---|
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Tributary Capital Management LLC
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NE | 2.2 |
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Moody Lynn Lieberson & Walker LLC
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MA | 2.2 |
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PA | 2.2 |
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UT | 2.2 |
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Duncan Williams Asset Management LLC
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TN | 2.2 |
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Fulton Breakefield Broenniman LLC
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MD | 2.2 |
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GC Wealth Management RIA LLC
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MA | 2.2 |
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Foster Victor Wealth Advisors LLC
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SC | 2.2 |
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Woodley Farra Manion Portfolio Management Inc
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IN | 2.1 |
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Freedom Investment Management Inc
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CT | 2.1 |