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| Happy Holidays!! thanks for using AUM13F!! |
| Shum Financial Group Inc
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| CRD # | 285426 |
| SEC # | 801-110554 |
| CIK # | 0002044675 |
| AUM | $287.1 M (2025-02-12) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Phone | 510-748-7462 |
| Address | 1402 Park Street, Suite E Alameda, CA 94501 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0002044675 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 7.8 | ||
| Microsoft Corp | 4.1 | ||
| Global MOFY Metaverse Ltd | 2.9 | ||
| J P Morgan Chase & Co | 2.7 | ||
| Johnson & Johnson | 2.4 | ||
| UnitedHealth Group Inc | 2.3 | ||
| Amazon Com Inc | 2.2 | ||
| BlackRock Inc | 2.1 | ||
| Nvidia Corp | 2.0 | ||
| Home Depot Inc | 2.0 | ||
| Wal Mart Stores Inc | 1.9 | ||
| Costco Wholesale Corp /NEW | 1.6 | ||
| VISA Inc | 1.5 | ||
| Lilly Eli & Co | 1.4 | ||
| Alphabet Inc | 1.3 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 201 | 54.6 |
| (b) Individuals (high net worth individuals) | 120 | 221.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 4 | 5.7 |
| (h) Charitable organizations | 4 | 5.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 977 | 287.1 |
| By Discretionary | ||
| Discretionary | 977 | 287.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 977 | 287.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 286.3 | |
| Total | 977 | 287.1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0002044675] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Davies Financial Advisors Inc
✚
|
CA | 0.3 |
|
Whipplewood Advisors LLC
✚
|
CO | 0.3 |
|
M E Allison & Co Inc
✚
|
TX | 0.3 |
|
EPIQ Partners LLC
✚
|
MN | 0.3 |
|
Morgan Dempsey Capital Management LLC
✚
|
WI | 0.3 |
|
Phillips Wealth Planners LLC
✚
|
MS | 0.3 |
|
Vista Investment Management LLC
✚
|
PA | 0.3 |
|
Intrack Investment Management Inc
✚
|
VT | 0.3 |
|
Rockingstone Advisors LLC
✚
|
MA | 0.3 |
|
Hewell Financial Group Inc
✚
|
0.3 |