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| Sigma Planning Corporation
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|
|---|---|
| CRD # | 110692 |
| SEC # | 801-20404 |
| CIK # | 0001449126 |
| AUM | $5.6 BB (2024-07-01) |
| Employees | 470 (100% Investors, 97% Brokers) |
| Phone | 734-663-1611 |
| Address | 300 Parkland Plaza Ann Arbor, MI 48103 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AAPL | 2,382.8 | 0.2 | |
| NVDA | 399.6 | 0.1 | |
| MSFT | 1,918.2 | 0.1 | |
| AMZN | 1,093.0 | 0.1 | |
| GOOG | 1,482.6 | 0.0 | |
| ABBV | 269.5 | 0.0 | |
| LLY | 301.8 | 0.0 | |
| META | 434.9 | 0.0 | |
| GLD | 0.0 | ||
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 32,081 | 4.2 |
| (b) Individuals (high net worth individuals) | 588 | 1.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 705 | 0.0 |
| (h) Charitable organizations | 41 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 111 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 30,541 | 5.6 |
| By Discretionary | ||
| Discretionary | 30,537 | 5.5 |
| Non-Discretionary | 4 | 0.0 |
| Total | 30,541 | 5.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.6 | |
| Total | 30,541 | 5.6 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001449126] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
NorthRock Partners LLC
✚
|
MN | 5.8 |
|
Jonathan Roberts Advisory Group Inc
✚
|
FL | 5.7 |
|
Zhang Financial LLC
✚
|
MI | 5.7 |
|
Frontier Asset Management LLC
✚
|
WY | 5.7 |
|
Crestwood Advisors Group LLC
✚
|
MA | 5.7 |
|
Richmond Capital Management Inc
✚
|
VA | 5.6 |
|
Annex Advisory Services LLC
✚
|
WI | 5.6 |
|
HBK Sorce Advisory LLC
✚
|
PA | 5.6 |
|
Asset Strategy Consultants LLC
✚
|
MD | 5.4 |
|
Cambridge Associates Limited LLC
✚
|
MA | 5.3 |