|
⚲
|
| Keyboard |
| Signature Wealth Management Partners LLC
✚
|
|
|---|---|
| CRD # | 298315 |
| SEC # | 801-113932 |
| CIK # | 0001824694 |
| AUM | 454.2 M (2026-03-25) |
| Employees | 8 (75% Investors, 75% Brokers) |
| Fees | |
| Minimum | |
| Phone | 201-505-1100 |
| Address | 85 Chestnut Ridge Road Montvale, NJ 07645 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (7/28/2026) [Brochure] |
|---|
Item 5. Fees and Compensation
SWMP offers services on a fee basis, which includes fixed fees, as well as fees based upon assets under
management. Additionally, certain of the Firm’s Supervised Persons, in their individual capacities, offers
securities brokerage services and/or insurance products under a separate commission-based arrangement.
For investment management fees associated with participation in the Wrap Program, please see the Wrap
Brochure.
Page | 6 © MarketCounsel 2026
Disclosure Brochure
Financial Planning and Consulting Fees
SWMP charges a fixed fee for providing financial planning and consulting services under a stand-alone
engagement. These fees are negotiable, but range from $1,000 to $5,000, depending upon the scope and
complexity of the services and the professional rendering the financial planning and/or the consulting
services. If the client engages the Firm for additional investment advisory services, SWMP may offset all
or a portion of its fees for those services based upon the amount paid for the financial planning and/or
consulting services.
The terms and conditions of the financial planning and/or consulting engagement are set forth in the
Advisory Agreement and SWMP requires one-half of the fee (estimated hourly or fixed) payable upon
execution of the Advisory Agreement. The outstanding balance is due upon delivery of the financial plan
or completion of the agreed upon services. The Firm does not, however, take receipt of $1,200 or more in
prepaid fees in excess of six months in advance of services rendered.
Wealth Management Fees
SWMP offers wealth management services for an annual fee based on the amount of assets under the Firm’s
management. This management fee varies in accordance with the following fee schedule:
PORTFOLIO VALUE BASE FEE
Up to $499,999 1.25%
$500,000 - $1,499,999 1.00%
$1,500,000 - $2,999,999 0.90%
$3,000,000 - $4,999,999 0.80%
$5,000,000 - $7,999,999 0.65%
$8,000,000 - $9,999,999 0.50%
$10,000,000 - $11,999,999 0.46%
$12,000,000 - $14,999,999 0.43%
$15,000,000 - $17,999,999 0.40%
Above $18,000,000 0.38%
Alternatively, the Firm can be engaged to provide the wealth management services on a fixed fee basis for
certain clients, including those with less anticipated transactions and/or those with certain types of holding
such as fixed income, structured notes and certificates of deposit. Any fixed fee would be negotiated and
based upon the anticipated services and assets under management. The annual fee is prorated and charged
monthly, in advance, based upon the market value of the assets being managed by SWMP on the last day
of the previous month. If assets are deposited into or withdrawn from an account after the inception of a
billing period, the fee payable with respect to such assets is adjusted to reflect the interim change in portfolio
Page | 7 © MarketCounsel 2026
Disclosure Brochure
value. For the initial period of an engagement, the fee is calculated on a pro rata basis. In the event the
advisory agreement is terminated, the fee for the final billing period is prorated through the effective date
of the termination and the outstanding or unearned portion of the fee is charged or refunded to the client,
as appropriate.
The Firm includes cash in a client’s account in determining the valuation for billing purposes. The Firm
may, in its sole discretion, not include cash in determining the fee, especially where a client has a high
percentage of cash for reasons other than the Firm's investment management decision. Additionally, for
asset management services the Firm provides with respect to certain client holdings (e.g., held-away assets,
accommodation accounts, alternative investments, etc.), SWMP may negotiate a fee rate that differs from
the range set forth above. Clients are advised that a conflict of interest exists for the Firm to recommend
that clients engage SWMP for additional services for compensation, including rolling over retirement
accounts or moving other assets to the Firm’s management. Clients retain absolute discretion over all
decisions regarding engaging the Firm and are under no obligation to act upon any of the recommendations.
Fee Discretion
SWMP may, in its sole discretion, negotiate to charge a lesser fee based upon certain criteria, such as
anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be
managed, related accounts, account composition, pre-existing/legacy client relationship, account retention
and pro bono activities.
Additional Fees and Expenses
In addition to the advisory fees paid to SWMP, clients also incur certain charges imposed by other third
parties, such as broker-dealers, custodians, trust companies, banks and other financial institutions
(collectively “Financial Institutions”). These additional charges include securities brokerage commissions,
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (7/28/2026) [Brochure] |
|---|
Item 7. Types of Clients
SWMP offers services to individuals, pension and profit sharing plans, trusts, estates, corporations and
business entities. |
| CIK | Period |
|---|---|
| 0001824694 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 13.6 | ||
| Ametek INC/ | 7.3 | ||
| Amazon Com Inc | 4.5 | ||
| Microsoft Corp | 4.4 | ||
| J P Morgan Chase & Co | 4.0 | ||
| Alphabet Inc | 3.9 | ||
| Facebook Inc | 3.4 | ||
| Nvidia Corp | 3.2 | ||
| Johnson & Johnson | 3.1 | ||
| United Technologies Corp /DE/ | 1.8 | ||
| Alphabet Inc | 1.8 | ||
| FPL Group Inc | 1.6 | ||
| Public Service Enterprise Group Inc | 1.6 | ||
| AT&T Inc | 1.5 | ||
| Newmont Mining Corp /DE/ | 1.4 | ||
| Philip Morris International Inc | 1.4 | ||
| Dover Corp | 1.4 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 316 | 115.7 |
| (b) Individuals (high net worth individuals) | 107 | 333.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 4.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 6 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 942 | 454.2 |
| By Discretionary | ||
| Discretionary | 927 | 451.8 |
| Non-Discretionary | 15 | 2.5 |
| Total | 942 | 454.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 454.2 | |
| Total | 942 | 454.2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001824694] |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 3 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Cypress Asset Management Inc
✚
|
TX | 455.8 M |
|
Cove Private Wealth LLC
✚
|
NY | 455.5 M |
|
Flourish Wealth Management Inc
✚
|
MN | 455.2 M |
|
IVC Wealth Advisors LLC
✚
|
PA | 455.0 M |
|
Confidence Wealth Management Inc
✚
|
CA | 454.1 M |
|
Wakefield Asset Management LLLP
✚
|
CO | 454.0 M |
|
Silver Grove Financial Group Inc
✚
|
NY | 453.6 M |
|
Richmond Investment Services LLC
✚
|
WI | 453.2 M |
|
IMZ Advisory Inc
✚
|
FL | 452.7 M |
|
Nova R Wealth Inc
✚
|
KS | 452.6 M |