Sivia Capital Partners LLC

Item 5 – Fees and Compensation
We charge an asset-based fee for our bundled asset management, financial planning, and
family office services based on the amount of billable assets. These fees are agreed upon
between our firm and our clients at an annual rate of up to 2%. Fees are paid in advance at the
beginning of each calendar quarter based on the market value of billable assets at the close of
the prior quarter. Fees are prorated for partial quarters when we initiate a client relationship or
terminate a client relationship mid-quarter. For client relationships initiated mid-quarter, we do
not charge the client the fee for such quarter until the beginning of the next quarter. We do not
adjust fee billing for assets that are added or withdrawn from billable assets mid-quarter.

Billable assets generally include all investment assets loaded into our portfolio reporting system,
including but not limited to exchange-traded securities, mutual funds, ETFs, fixed income,
private funds, private securities, angel and direct investments, digital assets, and other
alternative investments, regardless of whether such assets are held at our custodians. Assets
generally excluded from billable assets include a client's primary residence and active operating
business interests, as defined in each client's advisory agreement.

We may, in our sole discretion, negotiate to charge a lesser fee based upon certain criteria,
such as anticipated future earning capacity, anticipated future additional assets, dollar amount
of assets to be managed, related accounts, account composition, pre-existing/legacy client
relationship, account retention and pro bono activities.

Advisory fee arrangements may be modified by us upon notice to clients. A client may terminate
an investment advisory agreement with five (5) business days of advanced written notice. On
termination, clients will receive a refund of advisory fees on a prorated basis. Fees are generally
deducted directly from client accounts. Our advisory fee does not include fees and expenses
charged by third-party portfolio managers, investment funds, custodians, broker-dealers or other
third parties. Their fees and expenses may include, without limitation, brokerage commissions,
mark-ups and mark-downs, transaction costs, custodial fees, third-party portfolio management

fees, investment management fees, account management fees, margin costs, reporting
charges, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer fees,
electronic fund transfer fees, check fees, and other fees and taxes.

For illiquid and non-custodied assets, including private investments, angel investments, and
private funds, we determine the value of such assets for billing purposes in accordance with our
valuation policies and procedures. For private funds, we generally use the most recently
available capital account statement provided by the fund sponsor, adjusted for any subsequent
contributions or distributions. For private company investments, we generally use the most
recently available funding round price per share where third-party pricing data is available, or
cost basis where it is not. We may, in our sole discretion, adjust the valuation of an asset based
on information provided by or at the request of a client, including client-provided valuations,
where we determine such adjustment is appropriate. Clients should refer to our valuation
policies and procedures for a complete description of how specific asset types are valued. As
noted in Item 8, we have a conflict of interest with respect to the valuation of illiquid assets, and
we have adopted policies and procedures reasonably designed to address this conflict.

Custodian statements are delivered to clients on at least a quarterly basis via e-mail or mail.
The statements show all disbursements from the account, including the advisory fees paid to
us and third-party portfolio managers, if billed separately.

We will receive a commission when recommending insurance products. This presents a
potential conflict because we have a financial incentive to recommend insurance products to
clients. To mitigate this conflict, clients do not pay advisory fees in addition to commissions, and
insurance products will only be recommended when it is in the best interest of the client.
Ultimately, clients are free to accept or reject such insurance recommendations and have the
option to purchase insurance products recommended by other brokers or agents, which may
cost less than purchasing them directly from us.

Item 7 – Types of Clients
Our clients include individuals and high net worth individuals. We generally have a client
minimum of $10 million of investment assets although we may accept a lesser amount in our
discretion.