|
⚲
|
| Smith Financial Investment Advisors Inc
✚
| |
|---|---|
| CRD # | 154022 |
| SEC # | 801-71492 |
| CIK # | |
| AUM | $332.8 MM (2024-03-09) |
| Employees | 5 (100% Investors, 0% Brokers) |
| Phone | 765-459-4111 |
| Address | 1830 S Plate St Kokomo, IN 46902 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 172 | 44.9 |
| (b) Individuals (high net worth individuals) | 120 | 156.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 26.9 |
| (h) Charitable organizations | 0 | 100.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 4.5 |
| (n) Other | 0 | 0.0 |
| Total | 594 | 332.8 |
| By Discretionary | ||
| Discretionary | 465 | 144.2 |
| Non-Discretionary | 129 | 188.6 |
| Total | 594 | 332.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 332.8 | |
| Total | 594 | 332.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Mystic Asset Management Inc
✚
|
RI | 0.3 |
|
Quad-Cities Investment Group LLC
✚
|
IA | 0.3 |
|
KKM Financial LLC
✚
|
IL | 0.3 |
|
Martin Capital Partners LLC
✚
|
OR | 0.3 |
|
Peregrine Investment Advisors LLC
✚
|
MS | 0.3 |
|
Juncture Wealth Strategies LLC
✚
|
AZ | 0.3 |
|
Capasso Planning Partners LLC
✚
|
SC | 0.3 |
|
Signature Wealth Management Partners LLC
✚
|
NJ | 0.3 |
|
Alphaq Advisors LLC
✚
|
FL | 0.3 |
|
Joule Financial LLC
✚
|
KY | 0.3 |