Moseley Investment Management Inc

Item 5: Fees and Compensation
Financial Consulting Services –$350 per hour:
We charge an hourly fee of $350.00 per hour for clients who request specific consultant services and do not
desire ongoing investment management. The fee is negotiable based upon the complexity of your needs and the
level of services rendered.

If you engage us for additional ongoing investment management services, we may offset all or a portion of the
fee for those services based upon the amount to be paid for the consulting services.

Prior to engaging us to provide consulting services, you will be required to enter into a written Agreement with
our firm. The Agreement will set forth the terms and conditions of the engagement and describe the scope of
the services to be provided and the amount of our fee. We do not require prepayment of fees. After the first
meeting with you, and upon completion of the agreed upon services, an invoice detailing the date, services
rendered, number of hours and the total amount due will be mailed to you. Payment is due upon receipt of the
invoice.

Portfolio Management
Stock portfolio - Annual fee ranges from .75% to 1.295%
Fixed Income portfolio – Annual fee of .5%

Portfolio Management fees are billed per quarter and will be charged in advance within 10 days following the
beginning of the quarter for which said fees will be incurred. Fees are based on the market value of the clients
assets under management on the last trading day of each prior calendar quarter. Fees are usually debited by the
custodian from a client’s custodial account and remitted by the custodian to the firm. The custodian does not
validate or check our fee, its calculation, or the assets on which the fee is based. Services begin on the effective
date on which the Agreement is signed or when the account is funded. In any partial quarter, fees will be
adjusted prorate based upon the number of calendar days in the year that the Agreement became effective. The
Advisor reserves the right to adjust the fee for accounts depending on the size and type of account and the
services required upon 30 days’ prior written notice to the client. Management fees will be prorated for any
contribution or distribution of $10,000 or more made within the previous quarter. Each month the client will
receive a statement directly from the custodian showing all transactions, positions, and credits/debits in to or
from the client’s account; the statement after the quarter-end will reflect the advisory fee paid by the client to
us. In some cases, negotiation of fees may result in different fees being charged for similar services and may be
less than our stated fee schedule.

Held -Away Accounts ByAllAccounts – Annual .5% to 1%
The fee for any held away account will be calculated as described above but will be deducted directly from
another client account held at our custodian. In the event there is not a related account to deduct the fee the
client will be sent an invoice for payment.

In the event of an account termination mid-quarter, the fee will be prorated, and a refund will be credited to your
account. You will receive a final invoice detailing the refunded amount and the calculation used.

Estate and Inheritance Planning:
If you decide to elect this service, we will reduce our fee one time to cover the cost to the attorney. You will
sign a one-time check request made payable to the attorney and will be cut from your advisory account held
with us. All clients are offered estate and inheritance planning and if you choose not to elect this service, you
will not be charged any more or less than our annual portfolio management fee.

Emoney Advisor:
This service is included in our ongoing investment management services. There is no additional charge to the
you.

Newsletters/Videos:
Newsletters and Videos are provided to all clients and prospective clients free of charge.

Seminars / Workshops:
No fees are charged for seminars / workshops offered to our clients. On occasion, we may charge a fee for
seminars/workshops that we offer to the general public (non-client) to cover expenses. In this case, all fees and
payment provisions will be fully disclosed prior to the seminar being presented.

Third-party manager:
Our fee for accounts managed by a third-party manager will never exceed a total combined fee to the client,
(third-party manager fee plus our fee) of 1.295% annually. Our fee will be charged in advance within 10 days
following the beginning of the quarter for which said fees will be incurred. Fees are based on the market value
of the clients’ assets under management on the last trading day of each prior calendar quarter. Fees are usually
debited by the custodian from a client’s custodial account and remitted by the custodian to the firm. The
custodian does not validate or check our fee, its calculation, or the assets on which the fee is based. Services
begin with the effective date on which this Agreement is signed or when the account is funded. In any partial
quarter, fees will be adjusted prorate based upon the number of calendar days in the calendar that the
Agreement was effective. The Advisor reserves the right to adjust the fee for accounts depending on the size
and type of account and the services required upon 30 days’ prior written notice to the client. Management fees
will be prorated for any contribution or distribution of $10,000 or more made within the previous quarter. Each
month the client will receive a statement directly from the custodian showing all transactions, positions, and
credits/debits into or from the client's account; the statement after the quarter-end will reflect the advisory fee
paid by you to us. In some cases, negotiation of fees may result in different fees being charged for similar
services and may be less than our stated fee schedule.

*Our fee is separate and in addition to the fee charged by the third-party manager. You may also pay
...

Item 7 – Types of Clients
We provide portfolio management services to individuals, high net worth individuals, pension and profit-
sharing plans, corporations or other business, and charitable organizations.