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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Sparx Asset Management Co Ltd
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|---|---|
| CRD # | 134747 |
| SEC # | 801-64550 |
| CIK # | |
| AUM | $10.0 B (2025-06-17) |
| Employees | 147 (25% Investors, 0% Brokers) |
| Phone | 81367119200 |
| Address | Shinagawa Season Terrace 6th Floor, Tokyo, Japan |
| Source | [IAPD] [Website] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 68 | 6.9 |
| (g) Pension and profit sharing plans | 16 | 0.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 1.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 7 | 0.5 |
| Total | 96 | 10.0 |
| By Discretionary | ||
| Discretionary | 89 | 9.5 |
| Non-Discretionary | 7 | 0.5 |
| Total | 96 | 10.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 9.4 | |
| United States Persons | 0.6 | |
| Total | 96 | 10.0 |
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