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| Wedbush Securities Inc
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|---|---|
| CRD # | 877 |
| SEC # | 801-6358 |
| CIK # | 0001142495 |
| AUM | 5,684.8 M (2026-04-16) |
| Employees | 897 (23% Investors, 54% Brokers) |
| Phone | 213-688-8000 |
| Address | Attn Compliance Dept Pasadena, CA 91101 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Altria Group Inc | 0.0 | ||
| Vertex Pharmaceuticals Inc / Ma | 0.0 | ||
| United Parcel Service Inc | 0.0 | ||
| Newmont Mining Corp /DE/ | 0.0 | ||
| Allstate Corp | 0.0 | ||
| XCEL Energy Inc | 0.0 | ||
| HSBC Holdings PLC | 0.0 | ||
| Intuit Inc | 0.0 | ||
| Shopify Inc | 0.0 | ||
| Quanta Services Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,291 | 2.6 |
| (b) Individuals (high net worth individuals) | 2,636 | 2.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 13 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 66 | 0.2 |
| (n) Other | 38 | 0.0 |
| Total | 10,048 | 5.7 |
| By Discretionary | ||
| Discretionary | 7,192 | 3.9 |
| Non-Discretionary | 2,856 | 1.7 |
| Total | 10,048 | 5.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.7 | |
| Total | 10,048 | 5.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001142495] | |
| 3 | [0001142495] | |
| 4 | [0001142495] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Serves | Institutional, Retail, Research |
| LEI | 549300CSX55MXZ47EI78 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Wedbush Capital Inc | |
| Wedbush Securities Inc | |
| JMP Group LLC | |
| Jamba Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-11-17 | Disposed to issuer | 2,250,000 | $7.50 | 16,875,000 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-11-17 | Disposed to issuer | 2,250,000 | $7.50 | 16,875,000 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-09-08 | Buy | 1,300 | $7.44 | 9,672 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-09-08 | Buy | 1,300 | $7.44 | 9,672 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-31 | Buy | 286 | $7.19 | 2,056 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-31 | Buy | 286 | $7.19 | 2,056 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-27 | Buy | 3,914 | $6.85 | 26,811 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-27 | Buy | 3,914 | $6.85 | 26,811 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-25 | Buy | 500 | $7.13 | 3,565 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-25 | Buy | 500 | $7.13 | 3,565 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-23 | Buy | 1,000 | $7.22 | 7,220 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-23 | Buy | 1,000 | $7.22 | 7,220 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-20 | Buy | 500 | $6.97 | 3,485 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-20 | Buy | 500 | $6.97 | 3,485 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-19 | Buy | 3,999 | $7.06 | 28,233 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-19 | Buy | 3,999 | $7.06 | 28,233 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-18 | Buy | 1,001 | $7.26 | 7,267 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-18 | Buy | 1,001 | $7.26 | 7,267 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-17 | Buy | 2,050 | $7.15 | 14,658 |
|
JMP Group LLC JMP
Shares representing limited liability company interests in J
|
2021-08-17 | Buy | 2,050 | $7.15 | 14,658 |
| showing 20 of 200 most recent transactions | |||||
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