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| Happy Holidays!! thanks for using AUM13F!! |
| Stephens Inc
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| CRD # | 3496 |
| SEC # | 801-15510 |
| CIK # | 0000757657, 0000094074, 0001349475, 0001314440, 0001427999, 0001957244 |
| AUM | $15.6 B (2025-06-24) |
| Employees | 623 (39% Investors, 100% Brokers) |
| Phone | 501-377-2000 |
| Address | 111 Center St Little Rock, AR 72201 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0000757657 0000094074 0001349475 0001314440 0001427999 0001957244 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 0.2 | ||
| Apple Inc | 0.2 | ||
| Wal Mart Stores Inc | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| KURA Sushi USA Inc | 0.1 | ||
| Facebook Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Mastercard Inc | 0.1 | ||
| Blackstone Group LP | 0.0 | ||
| Goldman Sachs Group Inc | 0.0 | ||
| Owl Rock Capital Corp | 0.0 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 18,191 | 4.0 |
| (b) Individuals (high net worth individuals) | 2,663 | 8.4 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 274 | 0.2 |
| (h) Charitable organizations | 22 | 0.0 |
| (i) State or municipal government entities | 9 | 0.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 13 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 200 | 0.6 |
| (n) Other | 310 | 2.0 |
| Total | 21,683 | 15.6 |
| By Discretionary | ||
| Discretionary | 12,385 | 11.8 |
| Non-Discretionary | 9,298 | 3.8 |
| Total | 21,683 | 15.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 15.6 | |
| Total | 21,683 | 15.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000757657] | |
| 4 | [0000757657] | |
| SC 13G | [0000757657] | |
| 13F-HR | [0001314440] | |
| SC 13G | [0001314440] | |
| SC 13G | [0001349475] | |
| 13F-HR | [0001427999] | |
| 3 | [0001427999] | |
| 4 | [0001427999] | |
| SC 13D | [0001427999] | |
| SC 13G | [0001427999] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Conns Inc | |
| Sg-1890 LLC | |
| Stephens W. R. Jr. | |
| Campbell Elizabeth Stephens | |
| Stephens Group, LLC | |
| Westrock Coffee Co | |
| SG-Coffee, LLC | |
| SG-Disco, LLC | |
| CS Disco, Inc. | |
| Stephens Inc /AR/ |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Baring International Investment Ltd
✚
|
17.1 | |
|
Financial Counselors Inc
✚
|
KS | 17.0 |
|
Transamerica Retirement Advisors LLC
✚
|
IA | 16.2 |
|
Benjamin F Edwards & Company Incorporated
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|
MO | 15.7 |
|
Integrated Wealth Concepts LLC
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|
MA | 15.2 |
|
Park Avenue Securities LLC
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|
NY | 15.0 |
|
Principal Securities Inc
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|
IA | 14.8 |
|
Federated Global Investment Management Corp
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|
NY | 14.8 |
|
Stratos Wealth Partners Ltd
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|
OH | 14.5 |
|
Congress Asset Management Company LLP
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|
MA | 14.2 |