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| Stephens Inc
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|---|---|
| CRD # | 3496 |
| SEC # | 801-15510 |
| CIK # | 0001349475, 0001427999, 0001314440 |
| AUM | $12.3 BB (2023-03-31) |
| Employees | 637 (40% Investors, 100% Brokers) |
| Phone | 501-377-2000 |
| Address | 111 Center St Little Rock, AR 72201 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001349475 0001427999 0001314440 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Taser International Inc | 6.7 | 0.1 | |
| Manhattan Associates Inc | 7.3 | 0.1 | |
| First Cash Financial Services Inc | 3.3 | 0.1 | |
| Acadia Healthcare Company Inc | 6.3 | 0.1 | |
| Icon PLC /Adr/ | 17.9 | 0.1 | |
| Wingstop Inc | 2.2 | 0.1 | |
| Cadence Design Systems Inc | 41.4 | 0.1 | |
| Repligen Corp | 9.2 | 0.1 | |
| Exelixis Inc | 6.7 | 0.1 | |
| Palo Alto Networks Inc | 49.0 | 0.1 | |
| Envestnet Inc | 3.0 | 0.1 | |
| MarketAxess Holdings Inc | 10.0 | 0.1 | |
| Portfolio Recovery Associates Inc | 1.4 | 0.1 | |
| MGP Ingredients Inc | 2.1 | 0.1 | |
| Celsius Holdings Inc | 4.8 | 0.1 | |
| Tradeweb Markets Inc | 14.7 | 0.1 | |
| Dexcom Inc | 29.3 | 0.1 | |
| Guidewire Software Inc | 6.2 | 0.1 | |
| Aerovironment Inc | 2.0 | 0.1 | |
| Cyberark Software Ltd | 5.4 | 0.1 | |
| Take Two Interactive Software Inc | 20.5 | 0.1 | |
| Wright Express Corp | 7.1 | 0.1 | |
| Ryan Specialty Group Holdings Inc | 4.2 | 0.1 | |
| Verisk Analytics Inc | 26.7 | 0.1 | |
| Burlington Stores Inc | 9.8 | 0.1 | |
| TPG Pace Energy Holdings Corp | 4.2 | 0.1 | |
| Papa Johns International Inc | 3.0 | 0.1 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 18,806 | 3.7 |
| (b) Individuals (high net worth individuals) | 1,820 | 5.9 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 291 | 0.2 |
| (h) Charitable organizations | 21 | 0.0 |
| (i) State or municipal government entities | 14 | 0.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 14 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 213 | 0.5 |
| (n) Other | 299 | 1.6 |
| Total | 21,479 | 12.3 |
| By Discretionary | ||
| Discretionary | 11,349 | 9.2 |
| Non-Discretionary | 10,130 | 3.1 |
| Total | 21,479 | 12.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 12.3 | |
| Total | 21,479 | 12.3 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001314440] | |
| SC 13G | [0001314440] | |
| SC 13G | [0001349475] | |
| 13F-HR | [0001427999] | |
| 3 | [0001427999] | |
| 4 | [0001427999] | |
| SC 13D | [0001427999] | |
| SC 13G | [0001427999] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Stephens W. R. Jr. | |
| Stephens Group, LLC | |
| SG-Coffee, LLC | |
| Campbell Elizabeth Stephens | |
| Westrock Coffee Co | |
| SG-Disco, LLC | |
| CS Disco, Inc. | |
| Sg-1890 LLC | |
| Conns Inc |
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