Sterling Financial Group Inc

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Sterling Financial Group Inc
CRD #300327
SEC #801-114827
CIK #0001991301, 0001509873
AUM 16.1 M (2026-02-09)
Employees 7 (57% Investors, 0% Brokers)
Phone626-440-9192
Address201 S Lake Avenue
Pasadena, CA 91101
Source [IAPD] [EDGAR] [Website] [Twitter] [Facebook]
Total AUM ($M)
4503602701809002010201520212027
Sector Form 13F Holdings Value ($M)
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View All
Holdings by Sector ($M)
3502802101407002011201620212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 32 3.8
(b) Individuals (high net worth individuals) 25 12.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 57 16.1
By Discretionary
Discretionary 55 16.1
Non-Discretionary 2 0.0
Total 57 16.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 16.1
Total 57 16.1
EDGAR Form CIK 2011 - 2026
13F-HR [0001509873]
13F-HR [0001991301]
Firm Profile (Form ADV)
ServesInstitutional, Retail, Research
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