Strategic Wealth Advisors Group Inc

Item 5. Fees and Compensation
      SWAG offers services on a fee basis, which includes fixed and/or hourly fees, as well as fees based upon
      assets under management. Additionally, certain of the Firm’s Supervised Persons, in their individual
      capacities, offer insurance products under a separate commission-based arrangement.

      Financial Planning and Consulting Fees

      SWAG charges either on a negotiable fixed fee basis or on a negotiable hourly fee basis for financial
      planning. The payments are received in two installments: half at the commencement of the planning process

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 Disclosure Brochure                                      Strategic Wealth Advisors Group, Inc.

      with the balance and final payment due upon delivery of completed plan. Prior to the planning process the
      client will be provided an estimated plan fee. If the original financial planning hourly estimate is determined
      to be underestimated, amended terms will be delivered to the client and the client will acknowledge the
      changes. Client may cancel the financial planning and consulting agreement within seven (7) days of
      signing agreement for a full refund. If the client cancels after seven (7) days, any unearned fees will be
      refunded to the client. The client’s refund will be determined by calculating the number of hours spent
      multiplied by the firm’s hourly rate and subtracting that amount from the first installment of the financial
      planning fee.

      The terms and conditions of the financial planning and/or consulting engagement are set forth in the
      Advisory Agreement. The Firm charges up to $5,000 for a comprehensive plan. The negotiated amount
      will depend on the level of complexity. A basic financial planning analysis is generally $750, but can also
      vary depending on specific needs. For services provided outside of the fixed fee, the Firm charges $150 to
      $500 per hour depending on the topics and professionals providing the service.

      The Firm does not take receipt of $500 or more in prepaid fees, six or more months in advance of services
      rendered.

      ERISA Plan Services Fees

      The annual ERISA Plan Services Fees are based on the market value of the Included Assets and will be 1%
      of assets under management. Fees are charged quarterly in arrears based on the assets as calculated by the
      custodian or record keeper of the Included Assets (without adjustments for anticipated withdrawals by Plan
      participants or other anticipated or scheduled transfers or distribution of assets) on the last business day of
      the previous quarter. If the services to be provided start any time other than the first day of a quarter, the
      fee will be prorated based on the number of days remaining in the quarter. If this Agreement is terminated
      prior to the end of the fee period, the Firm shall be entitled to a prorated fee based on the number of days
      during the fee period services were provided.

      The fee schedule, which includes compensation of the Firm for the services is described in detail in
      Schedule A of the ERISA Plan Agreement. The Plan is obligated to pay the fees, however the Plan Sponsor
      may elect to pay the fees. Client may elect to be billed directly or have fees deducted from Plan Assets. The
      Firm does not reasonably expect to receive any additional compensation, directly or indirectly, for its
      services under this Agreement. If additional compensation is received, the Firm will disclose this
      compensation, the services rendered, and the payer of compensation. The Firm will offset the compensation
      against the fees agreed upon under this Agreement.

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 Disclosure Brochure                                       Strategic Wealth Advisors Group, Inc.

      Investment Management Fees

      SWAG offers investment management services for an annual fee based on the amount of assets under the
      Firm’s management. This management fee varies in accordance with the following blended fee schedule:

                                   PORTFOLIO VALUE                        BASE FEE
                                      First $1,000,000                      1.50%
                                       Next $500,000                        1.25%
                                      Next $1,500,000                       1.15%
                                      Next $2,000,000                       1.00%
                                      Next $10,000,000                      0.80%
                                     Above $15,000,000                     Negotiable

      The annual fee is prorated and charged quarterly, in advance, based upon the market value of the assets
      being managed by SWAG on the last day of the previous billing period as determined by a party
      independent from the Firm (including the client’s custodian or another third-party).

      The Firm includes cash in a client’s account in determining the valuation for billing purposes. The Firm
      may, in its sole discretion, not include cash in determining the fee, especially where a client has a high
      percentage of cash for reasons other than the Firm's investment management decision.

      If assets are deposited into or withdrawn from an account after the inception of a billing period, the fee
      payable with respect to such assets is not adjusted to reflect the interim change in portfolio value. For the
      initial period of an engagement, the fee is calculated on a pro rata basis. In the event the advisory agreement
      is terminated, the fee for the final billing period is prorated through the effective date of the termination and
      the outstanding or unearned portion of the fee is charged or refunded to the client, as appropriate.
...

Item 7. Types of Clients
      SWAG offers services to individuals.

      Minimum Account Requirements

      SWAG does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an
      investment management relationship. Certain Independent Managers may, however, impose more
      restrictive account requirements and billing practices from the Firm. In these instances, SWAG may alter
      its corresponding account requirements and/or billing practices to accommodate those of the Independent
      Managers.

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 Disclosure Brochure                                     Strategic Wealth Advisors Group, Inc.