Strategic Wealth Partners Ltd

Item 5: Fees & Compensation
    Compensation for Our Advisory Services

    Comprehensive Portfolio Management:

    When we manage your portfolio, management fees are based on the value of assets managed, calculated as a
    percentage of assets under management. The annual fees range from 0.20% to 2.00%, depending on the size
    and complexity of an account. Our firm uses a tiered schedule where the fee percentage declines as the
    account becomes larger. Fees are generally negotiable, and the final fee schedule is attached as an exhibit to
    the executed Investment Management Agreement. Fees may be negotiated at a flat rate, and we may waive
    some charges. Special arrangements will be agreed on in advance and described in the executed Investment
    Management Agreement.

    Annualized fees are typically paid quarterly in advance and are calculated based on the value of assets in the
    account under our firm’s management as of the end of the last business day of the previous quarter. In some
    cases fees may be charged in arrears for legacy accounts. Arrears billing is not an available option for new
    clients.

    Adjustments will be made for deposits and withdrawals during the quarter. Our firm does not offer
    direct invoicing. As part of this process, Clients understand the following:

         a) The client’s independent custodian sends statements at least quarterly showing the market
            values for each security included in the Assets and all account disbursements, including the
            amount of the advisory fees paid to our firm;
         b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
            firm will send an invoice directly to the custodian; and
         c) If our firm sends a copy of our invoice to the client, legend urging the comparison of information
            provided in our statement with those from the qualified custodian will be included.

ADV Part 2A – Firm Brochure                         Page 6                                  Strategic Wealth Partners, Ltd.

    Financial Planning & Consulting:
    Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total
    estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
    engagement with the client. The maximum hourly fee to be charged will not exceed $500. The minimum
    fee for a financial plan is $3,000. The exact cost will be stated in your Investment Management
    Agreement. Our firm will not require a retainer exceeding $1,200 when services cannot be rendered
    within 6 months.

    Retirement Plan Consulting:

    Our Retirement Plan Consulting services are billed on an hourly or flat fee basis or a fee based on the
    percentage of Plan assets under management. The total estimated fee, as well as the ultimate fee
    charged, is based on the scope and complexity of our engagement with the client. The maximum hourly
    fee to be charged will not exceed $500. Our flat minimum is $3,000. Fees based on a percentage of
    managed Plan assets will not exceed 2.00%. The fee-paying arrangements for Retirement Plan
    Consulting service will be determined on a case-by-case basis and will be detailed in the signed
    Investment Management Agreement. Clients will be invoiced directly for the fees.

    Outsourced Chief Investment Officer Services (OCIO):

    Our OCIO services are billed on a quarterly basis. Typically, annual rates range from 0.20% to 0.70% based
    primarily on client’s Regulatory Assets Under Management. Fees are generally negotiable, and the final fee
    schedule is attached as an exhibit to the Agreement entered into between our firm and the Intermediary.

    Tax Preparation Services:

    Client tax returns will be processed and filed at a minimum fee of $500. The amount may increase based on
    complexity of your tax situation and tax filing. This service is provided by Strategic Wealth Planners an
    affiliate of Strategic Wealth Partners Ltd

    Other Types of Fees & Expenses

    Clients will incur transaction charges for trades executed in their accounts (see Item 12, which
    discusses our brokerage practices). These transaction fees are separate from our firm’s advisory fees
    and will be disclosed by the chosen custodian. Clients may also pay holdings charges imposed by the
    chosen custodian for certain investments, charges imposed directly by a mutual fund, index fund, or
    exchange traded fund, which shall be disclosed in the fund’s prospectus (i.e., fund management fees,
    initial or deferred sales charges, mutual fund sales loads, 12b-1 fees, surrender charges, variable
    annuity fees, IRA and qualified retirement plan fees, and other fund expenses). Our firm does not
    receive a portion of these fees. Client may also pay a household administration fee of $15 per month
    billed quarterly in advance. This fee will show up as a separate charge on your custodian’s statement.

    Termination & Refunds

    Comprehensive Portfolio Management clients may terminate their agreement without penalty, for full
    refund, within 5 business days of signing the investment management agreement. Following that,
    refunds are given on a prorated basis, based on the number of days remaining in a quarter at the point
    of termination. Fees are not tiered – they are retroactive to the first dollar. SWP may withdraw advisory
    fees directly from the client’s account, with written authorization. Fees that are collected in advance will
    be refunded based on the prorated amount of work completed up to the day of termination. The fee
    refunded will be the balance of the fees collected in advance minus the daily rate times the number of
    days in the quarter up to and including the day of termination. (The daily rate is calculated by dividing
...

Item 7: Types of Clients & Account Requirements

    Our firm serves the following types of clients:
       • Individuals and High Net Worth Individuals
       • Pension and Profit-Sharing Plans
       • Foundations
       • Corporate Accounts

    Our requirements for opening and maintaining accounts or otherwise engaging us:
       • Our firm requires a minimum account balance of $500,000 for our Comprehensive Portfolio
           Management service. Generally, this minimum account balance requirement is negotiable and
           would be required throughout the course of the client’s relationship with our firm.