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| Happy Holidays!! thanks for using AUM13F!! |
| Summit Financial LLC
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| CRD # | 299322 |
| SEC # | 801-114377 |
| CIK # | 0001765536, 0000811808 |
| AUM | $15.0 B (2025-07-23) |
| Employees | 353 (39% Investors, 28% Brokers) |
| Phone | 973-285-3600 |
| Address | 4 Campus Drive Parsippany, NJ 07054 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.1 | ||
| Nvidia Corp | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Netflix Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Costco Wholesale Corp /NEW | 0.0 | ||
| Wheaton Precious Metals Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 8,036 | 3.5 |
| (b) Individuals (high net worth individuals) | 1,730 | 11.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 72 | 0.1 |
| (h) Charitable organizations | 4 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 23 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 22,079 | 15.0 |
| By Discretionary | ||
| Discretionary | 12,710 | 7.4 |
| Non-Discretionary | 9,369 | 7.6 |
| Total | 22,079 | 15.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 14.9 | |
| Total | 22,079 | 15.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0000811808] | |
| 10-Q | [0000811808] | |
| 13F-HR | [0000811808] | |
| 3 | [0000811808] | |
| 4 | [0000811808] | |
| 5 | [0000811808] | |
| 8-K | [0000811808] | |
| D | [0000811808] | |
| SC 13D | [0000811808] | |
| SC 13G | [0000811808] | |
| 13F-HR | [0001765536] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Vaughan Nelson Investment Management LP
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|
TX | 15.9 |
|
Nationwide Investment Advisors LLC
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|
OH | 15.7 |
|
We Family Offices LLC
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FL | 15.4 |
|
Fiduciary Management Inc
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WI | 15.0 |
|
Troy Asset Management Ltd
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|
14.8 | |
|
Envestnet Retirement Solutions LLC
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IL | 14.5 |
|
Mycio Wealth Partners LLC
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|
PA | 14.4 |
|
T Rowe Price Singapore Private Ltd
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|
14.3 | |
|
Cavanal Hill Investment Management Inc
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|
OK | 14.2 |
|
Yousif Capital Management LLC
✚
|
MI | 14.0 |