Swisher Financial Concepts Inc

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Swisher Financial Concepts Inc
CRD #121384
SEC #801-115211
CIK #0001947503
AUM 317.0 M (2026-03-12)
Employees 8 (62% Investors, 25% Brokers)
Phone614-890-1930
Address612 Office Parkway
Westerville, OH 43082
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($M)
3502802101407002010201520212027
CIK Period
0001947503
Sector Form 13F Holdings Value ($M)
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 554 138.9
(b) Individuals (high net worth individuals) 86 175.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.7
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 1.8
(n) Other 0 0.0
Total 1,455 317.0
By Discretionary
Discretionary 1,196 198.5
Non-Discretionary 259 118.4
Total 1,455 317.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 317.0
Total 1,455 317.0
EDGAR Form CIK 2011 - 2026
13F-HR [0001947503]
Firm Profile (Form ADV)
Discretionary AUM$0.0B
Clients9 (1 non-US)
ServesInstitutional, Retail
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Vistamark Investments LLC
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Mendel Money Management Inc
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MI 316.5 M
Salvus Wealth Management LLC
NJ 316.5 M
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