Swisher Financial Concepts Inc

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Assets, Funds, Holdings

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Swisher Financial Concepts Inc
CRD #121384
SEC #801-115211
CIK #0001947503
AUM $257.5 M (2025-02-25)
Employees 8 (62% Investors, 25% Brokers)
Phone614-890-1930
Address612 Office Parkway
Westerville, OH 43082
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
3002401801206002011201620212026
CIK Period
0001947503
Sector Form 13F Holdings Value ($M)
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 535 122.2
(b) Individuals (high net worth individuals) 73 132.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.6
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 7 2.0
(n) Other 0 0.0
Total 1,350 257.5
By Discretionary
Discretionary 1,048 154.8
Non-Discretionary 302 102.8
Total 1,350 257.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 257.5
Total 1,350 257.5
EDGAR Form CIK 2011 - 2025
13F-HR [0001947503]
Comparable Firms State AUM ($B)
Tandemgrowth Financial Advisors LLC
GA 0.3
Bluestone Wealth Management LLC
NH 0.3
Blueprint Partners LLC
MI 0.3
Kilterhowling LLC
CO 0.3
Oaktrust Wealth Advisors LLC
0.3
Atlas Fiduciary Services Inc
NH 0.3
Vista Advisor Group LLC
CA 0.3
J Team Financial Inc
TX 0.3
Lake Tahoe Wealth Management Inc
0.3
ORBA Wealth Advisors LLC
IL 0.3
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