Swiss Helvetia Fund Inc

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Swiss Helvetia Fund Inc
CIK #0000813623
EDGAR Form CIK 2011 - 2026
3 [0000813623]
4 [0000813623]
5 [0000813623]
8-K [0000813623]
SC 13D [0000813623]
SC 13G [0000813623]
Form 13D/13G Filer Form 13D/13G Subject Filed
CSS LLC/IL Total Return Securities Fund [2025-12-03]
RiverNorth Capital Management LLC Total Return Securities Fund [2025-08-14]
Lazard Asset Management LLC Swiss Helvetia Fund Inc [2025-02-14]
Lazard Asset Management LLC Swiss Helvetia Fund Inc [2024-11-14]
Allspring Global Investments Holdings LLC Swiss Helvetia Fund Inc [2022-01-19]
City of London Investment Management Co Ltd Swiss Helvetia Fund Inc [2021-02-12]
Lazard Asset Management LLC Swiss Helvetia Fund Inc [2021-02-09]
RiverNorth Capital Management LLC Swiss Helvetia Fund Inc [2020-02-13]
Wells Fargo & Company/MN Swiss Helvetia Fund Inc [2020-02-04]
Karpus Management Inc Swiss Helvetia Fund Inc [2015-02-13]
View All
Form 3/4/5 Subject 2011 - 2026
Goldstein Phillip
Total Return Securities Fund
Dakos Andrew
Sell Moritz A
Harris Ben H
Das Rajeev P
Hellerman Gerald
CSS LLC/IL
Brooklyn Capital Management LLC
Antonucci Thomas
View All
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Total Return Securities Fund SWZ
Common Stock
2026-03-30 Buy 5,300 $5.91 31,323
Total Return Securities Fund SWZ
Common Stock
2026-03-27 Buy 5,900 $5.92 34,928
Total Return Securities Fund SWZ
Common Stock
2026-03-24 Buy 1,000 $5.95 5,950
Total Return Securities Fund SWZ
Common Stock
2026-03-24 Buy 5,000 $5.96 29,800
Total Return Securities Fund SWZ
Common Stock
2026-03-18 Buy 10,000 $5.98 59,800
Total Return Securities Fund SWZ
Common Stock
2026-03-12 Buy 3,324 $6.00 19,944
Total Return Securities Fund SWZ
Common Stock
2026-03-11 Buy 1,700 $6.00 10,200
Total Return Securities Fund SWZ
Common Stock
2026-03-06 Buy 12,500 $5.97 74,625
Total Return Securities Fund SWZ
Common Stock
2026-03-05 Buy 12,000 $6.01 72,120
Total Return Securities Fund SWZ
Common Stock
2026-03-05 Buy 10,000 $5.99 59,900
Total Return Securities Fund SWZ
Common Stock
2026-03-03 Buy 5,000 $6.01 30,050
Total Return Securities Fund SWZ
Common Stock
2026-03-02 Buy 9,918 $5.95 59,012
Total Return Securities Fund SWZ
Common Stock
2026-03-02 Buy 5,000 $6.15 30,750
Total Return Securities Fund SWZ
Common Stock
2026-02-27 Small acquisition 68 $6.16 419
Total Return Securities Fund SWZ
Common Stock
2026-02-27 Buy 2,000 $6.20 12,400
Total Return Securities Fund SWZ
Common Stock
2026-02-26 Small acquisition 256 $6.16 1,577
Total Return Securities Fund SWZ
Common Stock
2026-02-26 Buy 5,000 $6.17 30,850
Total Return Securities Fund SWZ
Common Stock
2026-02-24 Buy 1,348 $6.17 8,317
Total Return Securities Fund SWZ
Common Stock
2026-02-24 Buy 326 $6.14 2,002
Total Return Securities Fund SWZ
Common Stock
2026-02-23 Buy 5,000 $6.13 30,650
showing 20 of 170 most recent transactions
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