SWP Financial LLC

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SWP Financial LLC
CRD #327885
SEC #801-128911
CIK #0002098300, 0002014200
AUM $239.4 M (2026-04-22)
Employees 4 (75% Investors, 50% Brokers)
Phone858-768-0096
Address171 Saxony Road
Encinitas, CA 92024
Source [IAPD] [EDGAR] [Website] [Facebook]
Total AUM ($M)
2502001501005002010201520212027
CIK Period
0002098300 0002014200
Sector Form 13F Holdings Value ($M)
Microsoft Corp 7.8
Apple Inc 6.1
Broadcom Inc 6.0
Alphabet Inc 5.5
International Business Machines Corp 4.8
Facebook Inc 4.6
United Rentals Inc /DE 4.2
Philip Morris International Inc 4.1
Oracle Corp 4.0
AMB Property Corp 4.0
J P Morgan Chase & Co 3.9
Citigroup Inc 3.6
Goldman Sachs Group Inc 3.5
Lilly Eli & Co 3.4
AbbVie Inc 3.4
American Express Co 3.4
Taiwan Semiconductor Manufacturing Co Ltd 3.3
Emerson Electric Co 3.3
TJX Companies Inc /DE/ 3.3
Delta Air Lines Inc 3.2
FPL Group Inc 3.1
United Technologies Corp /DE/ 3.1
Blackstone Group LP 3.1
Astrazeneca PLC 3.1
PNC Financial Services Group Inc 2.9
Amerisourcebergen Corp 2.8
Priceline Com Inc 2.8
Red Rock Resorts Inc 2.8
BlackRock Inc 2.8
Freeport McMoran Copper & Gold Inc 2.7
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 140 92.3
(b) Individuals (high net worth individuals) 53 147.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 817 239.4
By Discretionary
Discretionary 576 194.7
Non-Discretionary 241 44.6
Total 817 239.4
By Non-United States Persons
Non-United States Persons 2.4
United States Persons 236.9
Total 817 239.4
EDGAR Form CIK 2011 - 2026
13F-HR [0002014200]
13F-HR [0002098300]
Comparable Firms State AUM ($B)
Loyola Asset Management LLC
FL 0.2
Marest Capital LLC
CA 0.2
Brewster Financial Planning LLC
NY 0.2
E6 Portfolios
UT 0.2
Brian Low Financial Group LLC
LA 0.2
Galleria Financial Advisors LLC
GA 0.2
Driven Investments LLC
0.2
SAOS Capital LLC
SC 0.2
Street Capital Partners LLC
IN 0.2
Snowcap Capital Management LLC
TX 0.2
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