Syverson Strege & Company

Item 5: Fees and Compensation
Effective January 1, 2022, we have a fee schedule that combines asset management with financial
planning and is labeled as “Wealth Management Fee Schedule.” We have a fee schedule that does not
include financial planning services and is labeled as “Investment Management Fee Schedule”. For
existing clients, we are not retiring the previous fee schedule as disclosed below as “Legacy Fee
Schedule,” The Wealth Management Fee Schedule is based on Total Assets Under Management as
follows:

             Total Assets Under Management                   Wealth Management Fee

             $500,000 - $1,000,000                           1.25% of assets managed

             $1,000,001 - $3,000,000                         1.00% of assets managed

             $3,000,001 - $5,000,000                         0.90% of assets managed

             $5,000,001 - $10,000,000                        0.80% of assets managed

             $10,000,001 and above                           0.60% of assets managed

             Our minimum relationship size is $500,000.
If Total Assets Under Management (AUM) do not meet the minimum requirement within sixty (60) days of
the contract date, the service level will automatically change to Financial Planning Only.

The Investment Management Fee Schedule is based on a tiered breakpoint as follows:

             Assets Under Management                       Investment Management Fee

             First $1,000,000                                1.00% of assets managed

             Next $1,000,001 - $2,000,000                    0.80% of assets managed

             Next $2,000,001 - $5,000,000                    0.60% of assets managed

             Next $5,000,001 - $10,000,000                   0.50% of assets managed

             Next $10,000,001 -$25,000,000                   0.40% of assets managed

             In excess of $25,000,000                              Negotiable

             Our minimum relationship size is $500,000.

Sample Wealth Management Fee: $1,500,000 of assets under management pays 1.00% or $15,000
annually or $1,250 monthly on the assets managed.

Sample Investment Management Fee: $1,500,000 of assets under management pays 1.00% on the first
$1,000,000 plus 0.80% on the next $500,000, or $10,000 plus $4,000 for a total of $14,000 annually or
$1,167 monthly on the assets managed.

www.SyversonStrege.com                                                                                  7

        FORM ADV PART 2A: FIRM BROCHURE

If someone has no AUM or less than the minimum, we have a financial planning only option as follows:

                                   1st Year Fees without Assets Under Management

                         SERVICE LEVEL                   FINANCIAL PLANNING FEE

                         Bronze                                      $5,000

                         Silver                                      $10,000

                         Gold                                        $20,000

                                Subsequent Year fees without Assets under Management

                         SERVICE LEVEL                     FINANCIAL PLANNING FEE

                         Bronze                                      $5,000

                         Silver                                      $6,000

                         Gold                                        $12,000
                            3.5% sales tax will be added to the financial planning fee.

There are times that the financial planning project could exceed the Gold level fee amount and a separate
proposal will be prepared for the client to review.

Legacy Fee Schedule: Fees paid to the Adviser are for the advisory services only. The fees do not
include, for example, the fees charged by third parties such as third-party managers, Iowa sales tax for
certain circumstances, or accountants and attorneys assisting with providing the client with accounting
and legal advice. The circumstances when 50% of the current Iowa sales tax rate is assessed to Iowa
residents are: 1) when a client is receiving financial planning services; or 2) when a client’s entire
investment advisory relationship is managed exclusively on a non-discretionary basis. Fees on
transactions and other account fees will also be charged by brokerage firms in accordance with the
account’s brokerage firm’s normal schedule. See Item 12, Brokerage Practices.

www.SyversonStrege.com                                                                                     8

          FORM ADV PART 2A: FIRM BROCHURE

Fees and Compensation Schedule

                                    1st Year Fees with Assets Under Management

 SERVICE LEVEL                FINANCIAL PLANNING FEE           MINIMUM AUM             MINIMUM AUA

 Bronze                                  $2,500                   $250,000               $500,000

 Silver                                  $5,000                   $500,000                 $1M

 Gold                                    $10,000                    $1M                    $2M

                                Subsequent Year fees with Assets under Management

 SERVICE LEVEL                FINANCIAL PLANNING FEE           MINIMUM AUM             MINIMUM AUA

 Bronze                                  $1,200                   $250,000               $500,000

 Silver                                  $3,600                   $500,000                 $1M

 Gold                                    $7,200                     $1M                    $2M

Asset Management Fee

               Amount under management (in addition to Financial Planning Fee)

               $0-$1,000,000                                                 1.00%

               $1,000,001 - $2,000,000                                       0.80%

               $2,000,001 - $5,000,000                                       0.60%
...

Item 7: Types of Clients
Our advisers manage individual accounts, trusts, and estates. For asset management services, quarterly
performance reports will be provided on each portfolio account with a value of at least $50,000. Each
client with more than $500,000 under our management will also receive an annual Investment Review.
We have a $300,000 or $500,000 minimum account size depending on the fee schedule. Account
minimums and fees may be negotiable at Adviser’s choice.