Tassel Capital Management Inc

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one more
written agreements with the Advisor.

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, advance of each quarter, pursuant to the terms of the investment
advisory agreement. Investment advisory fees are based on the market value of assets under management at the end
of the prior calendar quarter. Investment advisory fees are based on the following schedule:

                   Assets Under Management ($)               Annual Rate (%)
                   Up to $500,000                                  1.10%
                   $500,001 to $1,000,000                          0.90%
                   $1,000,001 to $3,000,000                        0.70%
                   Over $3,000,000                               Negotiable

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
Tassel Capital will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

Financial Planning Services
Tassel Capital offers financial planning services either on an hourly basis or for a fixed project-based fee. Hourly fees
range up to $250 per hour. Fixed project-based fees for financial planning are based on the expected number of hours
to complete the engagement at the aforementioned hourly rate. Fees may be negotiable based on the nature and
complexity of the services to be provided and the overall relationship with the Advisor. An estimate for total hours
and/or total costs will be provided to the Client prior to engaging for these services.

                                                 Tassel Capital Management
                                         1220 Mann Drive, Suite 100, Matthews, NC 28105
                                                    Phone: (704) 814-6780
                                                 http://www.tasselcapital.com/

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.00% based on the
market value of assets under management in the Plan. Retirement plan advisory fees are billed quarterly either in
advance or in arrears of each quarter. Fees may be negotiable depending on the size and complexity of the Plan.

B. Fee Billing
Investment Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the
Custodian or the fees may also be invoiced directly to the Client. The Advisor shall send an invoice to the Custodian
indicating the amount of the fees to be deducted from the Client’s account[s] at the beginning of the respective
quarter. The amount due is calculated by applying the quarterly rate (annual rate divided by 4) to the total assets
under management with Tassel Capital at the end of the prior quarter. Clients will be provided with a statement, at
least quarterly, from the Custodian reflecting deduction of the investment advisory fee. Clients are urged to also
review the Advisor to the brokerage statement from the Custodian, as the Custodian does not perform a verification
of fees. Clients provide written authorization permitting advisory fees to be deducted by Tassel Capital to be paid
directly from their account[s] held by the Custodian as part of the investment advisory agreement and separate
account forms provided by the Custodian.

Financial Planning Services
Financial planning fees may be invoiced up to fifty percent (50%) of the expected total fee upon execution of the
financial planning agreement. The balance shall be invoiced upon completion of the agreed upon deliverable[s].

Retirement Plan Advisory Services
Retirement plan advisory fees may be directly invoiced to the Plan Sponsor or deducted from the assets of the Plan,
depending on the terms of the retirement plan advisory agreement.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Tassel Capital, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
execution fees charged by the Custodian, as applicable. The Advisor's recommended Custodian does not charge
securities transaction fees for ETF and equity trades in a Client's account, provided that the account meets the
terms and conditions of the Custodian's brokerage requirements. However, the Custodian may charge for mutual
funds and other types of investments. The fees charged by Tassel Capital are separate and distinct from these
custody and execution fees.

In addition, all fees paid to Tassel Capital for investment advisory services are separate and distinct from the
expenses charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are
described in each fund’s prospectus. These fees and expenses will generally be used to pay management fees for
the funds, other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a
...

Item 7 – Types of Clients

Tassel Capital offers investment advisory services to individuals, high net worth individuals, trusts, estates,
charitable organizations, and retirement plans. The amount of each type of Client is available on Tassel Capital’s
Form ADV Part 1A. These amounts may change over time and are updated at least annually by the Advisor. Tassel
Capital generally requires a minimum relationship size of $500,000 to effectively implement its investment process.