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| Tennessee Valley Asset Management Partners LLC
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| CRD # | 160321 |
| SEC # | 801-96325 |
| CIK # | 0001826790 |
| AUM | 1,185.1 M (2026-06-08) |
| Employees | 38 (63% Investors, 39% Brokers) |
| Fees | |
| Minimum | |
| Phone | 865-226-9982 |
| Address | 6025 Brookvale Lane Knoxville, TN 37919 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/18/2026) [Brochure] |
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Item 5 – Fees and Compensation
TVAMP provides ongoing investment management services for client accounts. These services include
providing continuous investment advice, portfolio management, and monitoring of client accounts based
on the client’s financial circumstances, investment objectives, and risk tolerance.
Fees for asset management services are generally based on a percentage of assets under management
and are billed quarterly in advance based on the value of the account as of the last business day of the
prior calendar quarter. Fees are prorated for accounts opened or terminated during a billing period.
For accounts custodied at LPL Financial, advisory fee calculations are performed through the custodian’s
billing system based on the client’s written authorization. Because fee calculations are performed at the
custodial level, TVAMP does not manually adjust account values for billing purposes. TVAMP reviews
advisory fee calculations for reasonableness and accuracy as part of its supervisory process.
The maximum annual advisory fee for asset management services is 2.00% of assets under
management. TVAMP generally requires a minimum account size of $50,000, although this minimum
may be waived at TVAMP’s discretion.
Asset Management Services
TVAMP may charge advisory fees based on one of the following methods, as specified in the client
agreement.
Tiered Asset-Based Fee Schedule
Account Value Maximum Annual Fee
First $100,000 Up to 2.00%
Next $200,000 Up to 1.75%
Next $450,000 Up to 1.50%
Next $750,000 Up to 1.25%
Assets above $1,500,000 Up to 1.00%
TVAMP may also charge a flat annual fee or flat dollar fee, depending on the services provided and the
agreement with the client.
Clients authorize the qualified custodian of their account to deduct advisory fees directly from the
account.
Wrap Fee Program
TVAMP sponsors the TVAMP Asset Management Program, a wrap fee program offered through LPL
Financials’ Strategic Wealth Management platform.
TVAMP, LLC Form ADV Part 2A Disclosure Brochure Page 15
Under the wrap fee program, clients pay a single asset-based fee that includes investment advisory services
and most transaction costs associated with the account. Because wrap fees include transaction costs, clients
may pay more or less than they would in a traditional brokerage account depending on the level of trading
activity.
The maximum annual advisory fee for the wrap fee program is 2.00% of assets under management, although
the actual fee charged is negotiable and disclosed in the client agreement.
Additional information regarding the wrap fee program is provided in the TVAMP Wrap Fee Program Brochure
(Form ADV Part 2A Appendix 1).
LPL Advisory Programs
TVAMP may recommend advisory programs sponsored by LPL Financial. Fees for these programs vary
depending on the specific program selected and may include a combination of program fees, strategist fees,
and adviser fees..
Maximum program fees are generally as follows:
Manager Access Select 2.5%
Optimum Market Portfolios 2.5%
Personal Wealth Portfolios 2.5%
Model Wealth Portfolios 2.6%*
Guided Wealth Portfolios 1.35%*
Detailed information regarding each program, including fee structures and conflicts of interest, is provided
in the applicable LPL program brochure, which clients receive prior to enrolling in the program.
TVAMP receives compensation when clients participate in LPL-sponsored advisory programs, and the amount of
compensation varies depending on the program selected. These differences are based on the fee structure of
each program and the associated arrangements with LPL. As a result, TVAMP may receive higher compensation
from certain programs than from others or than from other advisory arrangements. This creates a financial
incentive for TVAMP to recommend programs that result in higher compensation. TVAMP addresses this conflict
through its fiduciary duty to act in the client’s best interest and through supervisory review of investment
recommendations.
Other Fees and Expenses
In addition to TVAMP’s advisory fees, clients may incur other fees and expenses associated with investment
products and brokerage services. These may include brokerage transaction charges, mutual fund or ETF
expenses, variable annuity fees, retirement plan administration fees, custodial charges, and other account-
related expenses.
Certain mutual funds charge distribution or servicing fees commonly referred to as 12b-1 fees. These fees
are paid from the assets of the mutual fund and are described in the fund’s prospectus.
Investment adviser representatives of TVAMP are also registered representatives of LPL Financial LLC
(“LPL”), a broker-dealer. In that capacity, LPL receives 12b-1 fees associated with certain mutual fund share
classes. Although these fees are not paid directly to TVAMP, a portion of the compensation LPL receives
is shared with its registered representatives pursuant to its compensation structure. As a result, TVAMP’s
investment adviser representatives receive an indirect financial benefit from such fees...
TVAMP, LLC Form ADV Part 2A Disclosure Brochure Page 16
This arrangement creates a potential conflict of interest because it provides an incentive to recommend
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/18/2026) [Brochure] |
|---|
Item 7 – Types of Clients TVAMP provides advisory services to Individuals, Entities, Pension and Profit-Sharing plans. You will be required to execute a written agreement with TVAMP specifying the particular services in order to establish a client arrangement with TVAMP. Minimum Investment Amounts Required TVAMP requires a minimum of $50,000 in order to open an account. To reach this account minimum, clients can aggregate all household accounts. Exceptions may be granted to this minimum based on the investment adviser representative providing the services, the type of client, the complexity of the client’s situation, the composition of the client’s account, the potential for additional account deposits, and the relationship of the client and the investment adviser representative. The minimum fee generally charged for financial planning and consulting services is $500. Third-party money managers may have minimum account and minimum fee requirements in order to participate in their programs. Each-third party money manager will disclose its minimum account size and fees in its Form ADV Part 2A. For sub-account management services, TVAMP generally requires a variable annuity contract with a minimum account value of $50,000. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 6.3 | ||
| Nvidia Corp | 5.4 | ||
| AbbVie Inc | 5.2 | ||
| iShares Comex Gold Trust | 4.4 | ||
| World Currency Gold Trust | 4.1 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,161 | 451.6 |
| (b) Individuals (high net worth individuals) | 355 | 713.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 11.3 |
| (h) Charitable organizations | 17 | 1.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 12 | 6.3 |
| (n) Other | 0 | 0.0 |
| Total | 5,057 | 1,185.1 |
| By Discretionary | ||
| Discretionary | 5,015 | 1,174.3 |
| Non-Discretionary | 42 | 10.8 |
| Total | 5,057 | 1,185.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,185.1 | |
| Total | 5,057 | 1,185.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001826790] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail, Research |
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|---|---|---|
|
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