The Mosaic Financial Group LLC

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Assets, Funds, Holdings

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The Mosaic Financial Group LLC
CRD #109816
SEC #801-58120
CIK #0002011050, 0001285785
AUM $945.0 MM (2024-03-20)
Employees 23 (39% Investors, 0% Brokers)
Phone312-255-5490
Address303 E Wacker Drive
Chicago, IL 60601
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($MM)
120096072048024002001200920172025
Sector Form 13F Holdings Cap ($1000's) Value ($1000's)
MSFT 1,918,222,418.5 8.0
T 147,546,990.0 5.7
UNP 133,995,447.3 5.7
AAPL 2,382,844,009.6 5.0
CHTR 93,645,070.9 3.5
LLY 301,789,679.1 3.0
AMZN 1,092,997,792.7 2.8
JPM 340,169,185.0 2.0
GOOGL 1,475,138,499.5 1.9
COP 123,162,265.9 1.8
View All
Holdings by Sector ($1000's)
14011284562802023202320242025
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 128 796.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 141.3
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 7.2
(n) Other 0 0.0
Total 589 945.0
By Discretionary
Discretionary 160 413.5
Non-Discretionary 429 531.5
Total 589 945.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 945.0
Total 589 945.0
EDGAR Form CIK 2011 - 2024
10-K [0001285785]
10-Q [0001285785]
3 [0001285785]
4 [0001285785]
5 [0001285785]
8-K [0001285785]
SC 13D [0001285785]
SC 13G [0001285785]
13F-HR [0002011050]
Form 13D/13G Filer Form 13D/13G Subject Filed
Capital World Investors Mosaic Co [2023-02-13]
FMR LLC Mosaic Co [2022-02-09]
State Street Corp Mosaic Co [2020-02-14]
State Street Corp Mosaic Co [2018-02-14]
VALE Sa Mosaic Co [2018-01-18]
Adage Capital Partners GP LLC Mosaic Co [2017-12-22]
State Street Corp Mosaic Co [2017-02-08]
Franklin Resources Inc Mosaic Co [2017-02-07]
State Street Corp Mosaic Co [2016-02-16]
JPMorgan Chase & Co Mosaic Co [2015-01-29]
View All
Form 3/4/5 Subject 2011 - 2024
Precourt Walter F. III
Mosaic Co
Westbrook Kelvin R
Kuzenko Jody Lynne
Koenig Emery N.
Teixeira Joao Roberto Goncalves
Watkins Gretchen H
Beebe Cheryl K
Ebel Gregory L
Seaton David Thomas
View All
Comparable Firms State AUM ($BB)
Aristotle Credit Partners LLC
CA 0.9
Strategic Investment Advisors LLC
MI 0.9
Dinuzzo Private Wealth Inc
PA 0.9
MBL Wealth LLC
NC 0.9
Arlington Financial Advisors LLC
CA 0.9
Absher Wealth Management LLC
NC 0.9
Covenant Partners LLC
TN 0.9
Levy Wealth Management Group LLC
PA 0.9
Islandbridge Capital Limited
0.9
The de Burlo Group Inc
MA 0.9
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