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| The Mosaic Financial Group LLC
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|
|---|---|
| CRD # | 109816 |
| SEC # | 801-58120 |
| CIK # | 0002011050, 0001285785 |
| AUM | $898.5 M (2025-03-20) |
| Employees | 24 (38% Investors, 0% Brokers) |
| Phone | 312-255-5490 |
| Address | 303 E Wacker Drive Chicago, IL 60601 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($k) | |
|---|---|---|---|
| Microsoft Corp | 8.7 | ||
| Union Pacific Corp | 5.5 | ||
| Apple Inc | 4.0 | ||
| AT&T Inc | 3.7 | ||
| J P Morgan Chase & Co | 2.7 | ||
| Charter Communications Inc /MO/ | 2.3 | ||
| Broadcom Inc | 2.0 | ||
| Ryan Specialty Group Holdings Inc | 2.0 | ||
| Novartis AG | 1.8 | ||
| Alphabet Inc | 1.8 | ||
| View All | |||
| Holdings by Sector ($k) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 125 | 877.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 14.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 6.5 |
| (n) Other | 0 | 0.0 |
| Total | 569 | 898.5 |
| By Discretionary | ||
| Discretionary | 145 | 289.3 |
| Non-Discretionary | 424 | 609.2 |
| Total | 569 | 898.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 898.5 | |
| Total | 569 | 898.5 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001285785] | |
| 10-Q | [0001285785] | |
| 3 | [0001285785] | |
| 4 | [0001285785] | |
| 5 | [0001285785] | |
| 8-K | [0001285785] | |
| SC 13D | [0001285785] | |
| SC 13G | [0001285785] | |
| 13F-HR | [0002011050] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Armbruster Capital Management Inc
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|
NY | 0.9 |
|
Minneapolis Portfolio Management Group LLC
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|
MN | 0.9 |
|
ASB Consultores LLC
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FL | 0.9 |
|
Archer Investment Corporation
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|
IN | 0.9 |
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Syverson Strege & Company
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IA | 0.9 |
|
Sittner & Nelson LLC
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|
OR | 0.9 |
|
Strid Group LLC
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|
PA | 0.9 |
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Mengis Capital Management Inc
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OR | 0.9 |
|
Nippon Value Investors KK
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|
0.9 | |
|
Vantage Wealth Management LLC
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|
CA | 0.9 |