|
⚲
|
| The Mosaic Financial Group LLC
✚
|
|
|---|---|
| CRD # | 109816 |
| SEC # | 801-58120 |
| CIK # | 0001285785, 0002011050 |
| AUM | $948.7 M (2026-03-25) |
| Employees | 27 (33% Investors, 0% Brokers) |
| Phone | 312-255-5490 |
| Address | 225 W Randolph Street Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($k) | |
|---|---|---|---|
| Microsoft Corp | 6.0 | ||
| Union Pacific Corp | 5.7 | ||
| Apple Inc | 4.7 | ||
| AT&T Inc | 3.7 | ||
| Alphabet Inc | 2.8 | ||
| J P Morgan Chase & Co | 2.7 | ||
| Novartis AG | 2.3 | ||
| Chevron Corp | 2.1 | ||
| Lilly Eli & Co | 1.9 | ||
| Conocophillips | 1.9 | ||
| View All | |||
| Holdings by Sector ($k) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 130 | 933.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 9.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 6.1 |
| (n) Other | 0 | 0.0 |
| Total | 596 | 948.7 |
| By Discretionary | ||
| Discretionary | 157 | 305.2 |
| Non-Discretionary | 439 | 643.5 |
| Total | 596 | 948.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 948.7 | |
| Total | 596 | 948.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001285785] | |
| 10-Q | [0001285785] | |
| 3 | [0001285785] | |
| 4 | [0001285785] | |
| 5 | [0001285785] | |
| 8-K | [0001285785] | |
| SC 13D | [0001285785] | |
| SC 13G | [0001285785] | |
| 13F-HR | [0002011050] |
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|---|---|---|
|
Tarbox Family Office Inc
✚
|
CA | 1.0 |
|
Slow Capital Inc
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|
CA | 1.0 |
|
Builder Investment Group Inc
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GA | 1.0 |
|
Legacy Financial Strategies LLC
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KS | 1.0 |
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Brickley Wealth Management
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CA | 1.0 |
|
SMI Advisory Services LLC
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|
IN | 0.9 |
|
Destiny Wealth Partners LLC
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|
FL | 0.9 |
|
Auxier Asset Management LLC
✚
|
OR | 0.9 |
|
Lafayette Investments Inc
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|
MD | 0.9 |
|
Ashford Advisors LLC
✚
|
NY | 0.9 |