Theory Financial LLC

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Assets, Funds, Holdings

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Theory Financial LLC
CRD #304084
SEC #801-122366
CIK #0001899158
AUM $319.2 M (2026-03-04)
Employees 3 (100% Investors, 0% Brokers)
Phone970-305-4649
Address2580 Harmony Road, Suite 201
Fort Collins, CO 80528
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
3502802101407002010201520212027
Sector Form 13F Holdings Value ($M)
SPDR Gold Trust 6.5
 
 
 
 
 
 
 
 
 
 
Holdings by Sector ($M)
3002401801206002020202220242027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 146 63.8
(b) Individuals (high net worth individuals) 106 255.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 676 319.2
By Discretionary
Discretionary 674 315.4
Non-Discretionary 2 3.9
Total 676 319.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 319.2
Total 676 319.2
EDGAR Form CIK 2011 - 2026
13F-HR [0001899158]
Comparable Firms State AUM ($B)
1 North Wealth Services LLC
MD 0.3
Wynn Capital LLC
GA 0.3
Atomic Invest LLC
NY 0.3
Arroyo Investment Group LLC
CA 0.3
Remedium Capital Partners LLC
FL 0.3
JBR Co Financial Management Inc
OK 0.3
Model Wealth Inc
0.3
Catherine Avery Investment Management LLC
FL 0.3
Tower View Wealth Management LLC
0.3
Ransom Advisory Ltd
0.3
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