Third View Private Wealth LLC

Item 5 Fees and Compensation
Portfolio Management Services
The fee schedule for portfolio management services is as follows:

  Assets Under Management                                 Annual Fee
  Up to $1,000,000                                        1.25%
  $1,000,001 to $5,000,000                                1.00%
  $5,000,001 to 10,000,000                                0.75%
  $10,000,001 to $20,000,000                              0.65%
  $20,000,001 to $50,000,000                              0.55%
  $50,000,001 to $100,000,000                             0.45%
  Over $100,000,000+                                      Negotiable

TVPW combines the account values of family members living in the same household to determine the
applicable advisory fee. For example, account values for you and your minor children, joint accounts with
your spouse, and other types of related accounts may be combined. Combining account values may
increase the asset total, which may result in your paying a reduced advisory fee based on the available
breakpoints in our fee schedule stated above. TVPW also reserves the right to reduce or waive fees at its
discretion.

Portfolio management fees are generally payable quarterly, in advance, based on the account value at the
end of the previous quarter. If the investment advisory agreement is executed at any time other than the
first day of a calendar quarter, our fees will apply on a pro rata basis, which means that the advisory fee is
payable in proportion to the number of days in the quarter for which you are a client. TVPW’s fee is
deducted directly from your account through the qualified custodian holding your funds and securities.
Advisory fees are deducted only when you have given our firm written authorization permitting the fees to
be paid directly from your account. Further, your qualified custodian will deliver an account statement to
you at least quarterly. These account statements will show all disbursements from your account, including
fees paid to TVPW for services rendered. You should review all statements for accuracy.

Either TVPW or the client may terminate the investment advisory agreement at any time, subject to
written notification requirements in the investment advisory agreement. In the event of termination any fees
due to the firm from the client will be invoiced or deducted from the client's account prior to termination.

Turnkey Asset Management Program (“TAMP”)
We have partnered with Townsquare Capital, LLC (“Townsquare”) who is a TAMP service provider. Clients
typically work directly with TVPW to determine their investment needs given their unique circumstances. We
transmit instructions and rely on Townsquare to purchase and sell securities, monitor investments, and
perform various other functions. This enables us to focus our efforts on the individual needs of our clients.
We also engage in a sub-advisory relationship with Townsquare.

In our use of Townsquare’s services, Townsquare assists in the operational aspects of account opening and
administration. These services include but are not limited to: account opening and closing, all interactions
with the custodian, maintenance of account paperwork, processing of contributions and withdrawals, Roth

conversions/IRA recharacterizations, account transfers, advisory fee calculation and billing, platform support
and training, access to Townsquare investment models, access to additional third party investment managers
and strategies, access to more institutionally funded investment advice as part of being on the Townsquare
platform, access to portfolio management and portfolio analysis software, and performance reporting.

As discussed above and additionally in Item 10 of this document below, TVPW uses Townsquare for TAMP
services. TAMP related charges are not included in the investment management fee you pay to TVPW. You
will be charged, separate from and in addition to your investment management fee, any applicable program
fees as well as applicable independent manager fees.

Each of the program and independent manager fees are determined by the program(s) and manager(s) with
which your assets are invested and are calculated based upon a percentage of your assets under
management, as applicable.

For ease of administration, Clients will note the total fee reflected on the custodial statement will represent
the sum of TVPW’s investment management fee, program fee(s) independent manager fee(s), and TAMP
fees, accordingly. You should review such statements to determine the total amount of fees associated with
your requisite investments, and you should refer to your investment advisory agreement with TVPW to
determine the investment management fee you pay to us.

Fees - Held Away Accounts
Fees for held away accounts managed through a Third Party Platform are calculated and billed quarterly,
in advance, based on the previous quarters ending balance. Accounts onboarded during a billing quarter,
will be billed at the end of the quarter based upon the number of days the account was managed during
the billing period. Fees are generally debited from your taxable accounts or billed directly, as disclosed in
your investment advisory agreement. If you terminate our services in the middle of a billing period, we will
refund you for any fees received during partial billing periods.

Fees – ERISA Plan Consulting and Advisory Services
Fees for retirement plan advisory services are negotiable and are set forth in the retirement plan advisory
agreement. Depending on the scope of services, fees may be structured as an asset-based fee, a flat
annual fee, or a combination of both. In determining the fee, we consider factors such as plan assets,
participant count, plan complexity, service scope, meeting frequency, and any additional projects
requested by the plan sponsor.

Fees are billed quarterly in advance as provided in the agreement and may be invoiced directly to the plan
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Item 7 Types of Clients

TVPW offers investment advisory services to the following types of clients:

•   Individuals;
•   High Net Worth Individuals;
•   Families
•   Businesses;
•   Trusts;
•   Estates;
•   Institutional investors
•   Charitable organizations, Foundations, and Endowments; and
•   Retirement Plans

Clients are required to execute a written investment advisory agreement with TVPW when establishing an
investment advisory relationship.