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| Thompson Davis & Co Inc
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|---|---|
| CRD # | 41353 |
| SEC # | 801-120472 |
| CIK # | 0001017284 |
| AUM | $116.2 MM (2023-03-30) |
| Employees | 11 (73% Investors, 82% Brokers) |
| Phone | 804-644-6380 |
| Address | 9030 Stony Point Pkwy, Ste 100 Richmond, VA 23235 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| CIK | Period |
|---|---|
| 0001017284 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Smith Midland Corp | 73.6 | 20.1 | |
| Carlisle Companies Inc | 12,394.7 | 4.8 | |
| Tesla Motors Inc | 723,390.3 | 3.6 | |
| Dover Corp | 17,556.2 | 3.2 | |
| MHI Hospitality Corp | 29.7 | 2.8 | |
| Advanced Micro Devices Inc | 131,458.5 | 2.3 | |
| Sherwin Williams Co | 58,089.9 | 1.7 | |
| Nvidia Corp | 399,550.0 | 1.4 | |
| AEHR Test Systems | 210.5 | 1.4 | |
| Apple Inc | 2,382,844.0 | 1.3 | |
| Lilly Eli & Co | 301,789.7 | 1.3 | |
| Procter & Gamble Co | 338,108.9 | 1.0 | |
| Occidental Petroleum Corp /DE/ | 57,834.1 | 0.8 | |
| Energy Services of America Corp | 37.0 | 0.7 | |
| Kinsale Capital Group Inc | 5,144.0 | 0.7 | |
| Profound Medical Corp | 149.8 | 0.7 | |
| Costco Wholesale Corp /NEW | 207,576.9 | 0.6 | |
| Johnson & Johnson | 465,600.2 | 0.6 | |
| S&W Seed Co | 40.2 | 0.6 | |
| Schlumberger Ltd /NV/ | 52,255.6 | 0.6 | |
| Palo Alto Networks Inc | 49,011.6 | 0.5 | |
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Seven Hills Capital Partners LP | [2012-02-03] | 3.8 | 3.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 75 | 27.4 |
| (b) Individuals (high net worth individuals) | 225 | 82.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 3.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 2.6 |
| (n) Other | 0 | 0.0 |
| Total | 304 | 116.2 |
| By Discretionary | ||
| Discretionary | 304 | 116.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 304 | 116.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 116.2 | |
| Total | 304 | 116.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| William Davis Jr | 3 | ||
| Harper Stephens | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001017284] | |
| SC 13D | [0001017284] | |
| SC 13G | [0001017284] |
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