|
⚲
|
| Keyboard |
| Thoroughbred Financial Services LLC
✚
|
|
|---|---|
| CRD # | 47893 |
| SEC # | 801-56741 |
| CIK # | 0001091370 |
| AUM | 4,039.1 M (2026-03-31) |
| Employees | 31 (100% Investors, 100% Brokers) |
| Phone | 615-371-0001 |
| Address | 5110 Maryland Way, Suite 300 Brentwood, TN 37027-7508 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001091370 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Microsoft Corp | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Taiwan Semiconductor Manufacturing Co Ltd | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Wal Mart Stores Inc | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Micron Technology Inc | 0.0 | ||
| Celestica Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Lilly Eli & Co | 0.0 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,829 | 0.9 |
| (b) Individuals (high net worth individuals) | 691 | 1.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 18 | 0.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1,029 | 1.2 |
| (n) Other | 0 | 0.0 |
| Total | 7,236 | 4.0 |
| By Discretionary | ||
| Discretionary | 6,134 | 3.6 |
| Non-Discretionary | 1,102 | 0.4 |
| Total | 7,236 | 4.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.0 | |
| Total | 7,236 | 4.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001091370] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Financial Advocates Investment Management
✚
|
WA | 4,074.5 M |
|
Peregrine Capital Management LLC
✚
|
MN | 4,068.2 M |
|
Money Concepts Capital Corp
✚
|
FL | 4,068.0 M |
|
Promanage LLC
✚
|
IL | 4,058.8 M |
|
Apexium Financial LP
✚
|
TX | 4,020.5 M |
|
SNS Financial Group LLC
✚
|
TX | 4,015.9 M |
|
Karpus Management Inc
✚
|
NY | 4,010.8 M |
|
Valor Advisors LLC
✚
|
FL | 4,005.7 M |
|
Azimuth Capital Investment Management LLC
✚
|
MI | 3,991.0 M |
|
New Frontier Advisors LLC
✚
|
MA | 3,990.1 M |