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| Tocqueville Asset Management LP
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|---|---|
| CRD # | 105690 |
| SEC # | 801-36209 |
| CIK # | 0000883961 |
| AUM | $7.9 BB (2023-03-28) |
| Employees | 80 (54% Investors, 56% Brokers) |
| Phone | 212-698-0800 |
| Address | 40 West 57th Street New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| HD | 277.6 | 0.4 | |
| MSFT | 1,918.2 | 0.2 | |
| AAPL | 2,382.8 | 0.2 | |
| NVDA | 399.6 | 0.1 | |
| GOOGL | 1,475.1 | 0.1 | |
| AMZN | 1,093.0 | 0.1 | |
| IAU | 0.1 | ||
| MRK | 232.4 | 0.1 | |
| QCOM | 147.4 | 0.1 | |
| DE | 94.5 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| RE | Tocqueville QOF 2021-1 LLC | [2022-03-31] | 1.6 | 1.6 |
| RE | Tocqueville Qualified Opportunity Zone Fund 2021 LLC | [2022-03-31] | 0.7 | 0.2 |
| HF | JKM Fundamental LP | [2017-01-03] | 0.0 | 6.3 |
| HF | Raeif LP | [2016-07-11] | 0.0 | 9.6 |
| HF | Tocqueville Focus Partners LP | [2015-07-10] | 0.0 | 2.7 |
| HF | Tocqueville Monument Fund LLC | [2012-03-29] | 3.9 | 5.1 |
| HF | Blooming Grove Partners LP | 2012-03-28 | 22.8 | |
| HF | Taubenpost Capital LP | [2012-03-28] | 21.5 | 79.7 |
| HF | Tocqueville Global Partners LP | [2012-03-28] | 31.5 | 19.5 |
| HF | Tocqueville Global Partners Offshore Ltd | [2012-03-28] | 47.7 | 5.4 |
| HF | Tocqueville Gold Offshore Fund Ltd | [2012-03-28] | 9.4 | 2.3 |
| HF | Tocqueville Gold Partners LP | 2012-03-28 | 0.8 | |
| PE | Tocqueville Gold Private Equity Master Fund Ltd | 2012-03-28 | 2.8 | |
| HF | Tocqueville Micro Cap LP | [2012-03-28] | 11.2 | 2.4 |
| HF | Tocqueville Parallel Partners LP | 2012-03-28 | 1.9 | |
| HF | Raeif Alpha LP | [2012-03-27] | 2.2 | 4.1 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 782 | 0.5 |
| (b) Individuals (high net worth individuals) | 1,010 | 5.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 0.1 |
| (g) Pension and profit sharing plans | 22 | 0.5 |
| (h) Charitable organizations | 54 | 1.5 |
| (i) State or municipal government entities | 5 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 43 | 0.4 |
| (n) Other | 0 | 0.0 |
| Total | 2,501 | 9.6 |
| By Discretionary | ||
| Discretionary | 2,431 | 9.6 |
| Non-Discretionary | 70 | 0.1 |
| Total | 2,501 | 9.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.8 | |
| United States Persons | 7.9 | |
| Total | 2,501 | 9.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 | |
|---|---|---|---|---|
| Kenneth Lee | 31 | |||
| Richard Desanctis | 14 | |||
| John Hathaway | 20 | |||
| Charles Morgan | 15 | |||
| Philip Treick | 10 | |||
| Thermopolis Partners LLC | 5 | |||
| Robert Kleinschmidt | 7 | |||
| James Maxwell | 6 | |||
| Tocqueville Asset Management LP | 5 | |||
| RAIF LLC | 3 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0000883961] | |
| 3 | [0000883961] | |
| 4 | [0000883961] | |
| SC 13D | [0000883961] | |
| SC 13G | [0000883961] |
| Form 3/4/5 Subject | 2011 - 2023 |
|---|---|
| Tocqueville Asset Management LP | |
| Inuvo, Inc. | |
| Xerium Technologies Inc |
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