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| Shepherd Kaplan Krochuk LLC
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| CRD # | 127304 |
| SEC # | 801-62286 |
| CIK # | 0001218583 |
| AUM | 10.88 B (2026-03-31) |
| Employees | 34 (44% Investors, 0% Brokers) |
| Phone | 617-896-1600 |
| Address | 53 State Street Boston, MA 02109-2820 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 7.7 | ||
| Energy Transfer Equity LP | 4.1 | ||
| Campbell Soup Co | 2.4 | ||
| Kinder Morgan Inc | 2.2 | ||
| Newmont Mining Corp /DE/ | 1.2 | ||
| Dow Inc | 1.1 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | SKK 9I Ventures LLC Series TR3 | [2026-03-31] | 6.4 M | |
| Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | SKK 9I Ventures QP LLC Series TR3 | [2026-03-31] | 6.4 M | 0.7 M |
| Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | SKK Globalai Investors LP | [2026-03-31] | 0.4 M | 12.1 M |
| Filed 2025-10-29 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | SKK Globalai Investors QP LP | [2026-03-31] | 0.1 M | 65.5 M |
| Filed 2025-10-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | SKK-Global Partners Property Fund II LP | [2026-03-31] | 3.8 M | |
| Offered $51,000,000 · Filed 2025-04-23 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $51,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| VC | SKK Ventures LLC Series CT2 | [2026-03-31] | 62.5 M | 3.0 M |
| Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | SKK Ventures QP LLC Series CT2 | [2026-03-31] | 160.8 M | 33.2 M |
| Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $380,020 · Revenue Decline to Disclose | ||||
| VC | SKK 9I Ventures LLC Series AT2 | [2025-03-31] | 6.4 M | 0.4 M |
| Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | SKK 9I Ventures QP LLC Series AT2 | [2025-03-31] | 60.7 M | 2.2 M |
| Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | SKK 9I Ventures LLC Series AT1 | [2024-03-28] | 6.4 M | 1.4 M |
| Filed 2025-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6 | 0.0 |
| (b) Individuals (high net worth individuals) | 83 | 1.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 16 | 1.2 |
| (g) Pension and profit sharing plans | 18 | 7.4 |
| (h) Charitable organizations | 22 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 68 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,405 | 10.9 |
| By Discretionary | ||
| Discretionary | 131 | 2.1 |
| Non-Discretionary | 1,274 | 8.8 |
| Total | 1,405 | 10.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 10.9 | |
| Total | 1,405 | 10.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ian Goodall | Director | 141 | 33 | |
| Karl O'Reilly | Director | 92 | 23 | |
| David Kaplan | Executive Officer | 116 | 5 | |
| Shepherd Kaplan Krochuk LLC | Executive Officer, Promoter | 23 | 3 | |
| Kairos Investment Management Company LLC | Executive Officer | 13 | 3 | |
| Aw Jones Advisors LLC | Executive Officer | 4 | 3 | |
| Timothy Krochuk | Executive Officer | 28 | 2 | |
| Rudolph Kluiber | Executive Officer | 18 | 2 | |
| Gregory Fraser | Executive Officer | 18 | 2 | |
| David Shepherd | Executive Officer | 17 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001218583] | |
| SC 13D | [0001218583] | |
| SC 13G | [0001218583] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| Related People Network |
|---|
| 40 people file Form D offerings alongside this firm's people. |
| Related Firms | State | AUM |
|---|---|---|
|
Shepherd Kaplan Krochuk LLC
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|
MA | 10.88 B |
|
Shepherd Kaplan LLC
✚
|
MA | 10.16 B |
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CT | 8,150.1 M |