UAK Diversified LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 UAK offers discretionary direct asset management services to advisory Clients. UAK offers
 the following fee schedules for asset management services based on the total assets under
 management.
 The fee schedule shown below is for clients who would like evidence based, robustly
 optimized, low-expense diversified portfolios and have account values of $1,000,000 and
 over. This fits the majority of investors who would like an optimized portfolio based on
 risk and reward dynamics.

            Assets Under Management                        Annual Fee*        Quarterly Fee
              From $0 - $1,000,000                           0.80%               0.20%
  Next $4,000,000 ($1,000,000.01 - $5,000,000)               0.60%               0.15%
  Next $5,000,000 ($5,000,000.01 - $10,000,000)              0.40%               0.10%
 Next $15,000,000 ($10,000,000.01 - $25,000,000)             0.36%               0.09%
                Over $25,000,000                             0.32%              0.075%
This is a tiered/blended fee schedule, the asset management fee is calculated by applying
different rates to different portions of the portfolio. UAK may group certain related Client
accounts for the purposes of achieving the minimum account size and determining the
annualized fee.
For example (based on quarterly billing period):
Client with $2,500,000 under management would pay $4,250 on a quarterly basis.
              AUM                  Quarterly fee        Total
              First $1,000,000     x 0.20% =            $2,000
              Next $1,500,000      x 0.15% =            $2,250
              Grand total for the quarter            $4,250
The fee schedule shown below is for clients who expect UAK to actively conduct regular
research on mutual funds or stocks in an effort to beat the market or benchmark.
Additionally, for clients who expect UAK to manually rebalance and provide tax loss
harvesting trades on their existing investment portfolio, for Clients who expect us to
continue to periodically research existing mutual fund positions to make recommendations
based on the latest changes to the mutual funds, such as portfolio manager change, increase
in tracking error, MorningStar rating change, will be charged at the following fee schedule.
Also, for clients who expect us to continue to periodically research existing stock positions
for change in earnings potentials and significant revisions in stock's growth prospects, the
below fee schedule applies.

The Fee schedule below applies to the total assets the client has invested with UAK:
         Assets Under Management                     Annual Fee           Quarterly Fee
              $0 to $2,000,000                         1.00%                 0.250%
          $2,000,001 to $3,000,000                     0.85%                 0.212%
              Over $3,000,000                          0.75%                 0.187%

This is a flat fee/breakpoint fee schedule where the entire portfolio is charged the same
asset management fee. For example, a Client with $2,500,000 under management would
pay $5,300 on a quarterly basis. $2,500,000 x 0.212% = $5,300.
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of
assets, anticipated future earning capacity, anticipated future additional assets, dollar
amounts of assets to be managed, related accounts, account composition, negotiations with
Clients, etc.).

At the discretion of UAK, fees are billed quarterly in advance or arrears based on the
amount of assets managed as of the close of business on the last business day of the
previous quarter. UAK will designate whether the fees are billed in advance or arrears in
the Investment Advisory Agreement.
Lower fees for comparable services may be available from other sources. Clients may
terminate their account within five (5) business days of signing the Investment Advisory
Agreement with no obligation and without penalty. After the initial five (5) business days,
the agreement may be terminated by UAK with thirty (30) days written notice to Client and
by the Client at any time with written notice to UAK.
For accounts opened or closed mid-billing period, fees will be prorated based on the days
services are provided during the given period. All unpaid earned fees will be due to UAK.
Additionally, all unearned fees will be refunded to the Client. Client shall be given thirty
(30) days prior written notice of any increase in fees. Any increase in fees will be
acknowledged in writing by both parties before any increase in said fees occurs.
ASSET HELD AWAY
UAK offers discretionary direct asset management services to advisory Clients. UAK
charges an annual investment advisory fee based on the total assets under management as
follows:
            Assets Under Management                      Annual Fee*        Quarterly Fee
              From $0 - $1,000,000                         0.80%               0.20%
  Next $4,000,000 ($1,000,000.01 - $5,000,000)             0.60%               0.15%
  Next $5,000,000 ($5,000,000.01 - $10,000,000)            0.40%               0.10%
 Next $15,000,000 ($10,000,000.01 - $25,000,000)           0.36%               0.09%
                Over $25,000,000                           0.32%              0.075%

This is a tiered/blended fee schedule, the asset management fee is calculated by applying
different rates to different portions of the portfolio. UAK may group certain related Client
accounts for the purposes of achieving the minimum account size and determining the
annualized fee.
For example (based on quarterly billing period):
Client with $2,500,000 under management would pay $4,250 on a quarterly basis.
             AUM                  Quarterly fee      Total
             First $1,000,000     x 0.20% =          $2,000
             Next $1,500,000      x 0.15% =          $2,250
...

Item 7: Types of Clients
Description
 UAK generally provides investment advice to individuals. Client relationships vary in scope
 and length of service.
Account Minimums
 UAK requires a minimum of $400,000 to open an account. In certain instances, the
 minimum account size may be lowered or waived.