Vine Capital Management LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Wrap Asset Management:

Please see our Wrap Fee Program Brochure for more information.

Financial Planning & Consulting:

Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total
estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
engagement with the client. The maximum hourly fee to be charged will not exceed $250. Flat fees
will be $750 for initial plans and $500 for annual updates to the plan thereafter. Our firm does not
require a retainer for our financial planning and consulting service. Our firm will not require
prepayment exceeding $1,200 when services cannot be rendered within 6 (six) months.

Our Wrap Asset Management Services do include complimentary Financial Planning & Consulting
Services at no additional charge upon request by the client and/or Vine Capital. Any client who pays
Vine Capital for Financial Planning & Consulting Services within 6 months of becoming a Wrap Asset
Management advisory client, will have those Financial Planning & Consulting fees refunded.

Retirement Plan Consulting:

Our Retirement Plan Consulting services are billed on an hourly basis. The total estimated fee, as well
as the ultimate fee charged, is based on the scope and complexity of our engagement with the client.
The maximum hourly fee to be charged will not exceed $250. The fee-paying arrangements for our
Retirement Plan Consulting Service will be determined on a case-by-case basis and will be detailed
in the signed consulting agreement.

Other Types of Fees & Expenses

Wrap fee clients will not incur transaction costs for trades. More information about this can be found
in our separate Wrap Fee Program Brochure. Clients may also pay charges imposed directly by a
mutual fund, index fund, or exchange traded fund, which shall be disclosed in the fund’s prospectus
(i.e., fund management fees, initial or deferred sales charges, mutual fund sales loads, 12b-1 fees,
surrender charges, variable annuity fees, IRA and qualified retirement plan fees, and other fund
expenses). Our firm does not receive a portion of these fees. Vine Capital can lower or eliminate the
advisory fee rate charged at any time without the client’s permission. However, to raise the fee rate,
Vine Capital requires written approval from the client prior to increasing advisory fees charged in
the client’s account(s).

ADV Part 2A – Firm Brochure                    Page 6                            Vine Capital Management, LLC

LPL Financial offers a trading platform with select exchange traded funds (“ETFs”) that do not charge
transaction fees. The no-transaction-fee ETF trading platform is available to clients participating in
LPL Financial’s Strategic Wealth Management (“SWM”) and Strategic Asset Management (“SAM”)
programs. The limited number of ETFs available on LPL Financial’s no-transaction fee platform may
have higher overall expenses than other types of securities and ETFs not included in the platform.
Other major custodians have eliminated transaction fees for all ETFs and U.S. listed equities, so clients
may pay more for investing in the same securities at LPL Financial.

Termination & Refunds

Either party may terminate the signed advisory agreement at any time. Upon receipt of your notice
of termination, LPL will process a pro-rate refund of the unearned portion of the advisory fees
charged in advance at the beginning of the quarter.

Financial Planning & Consulting clients may terminate their agreement at any time before the
delivery of a financial plan by providing written notice. For purposes of calculating refunds, all work
performed by us up to the point of termination shall be calculated at the hourly fee currently in effect.
Clients will receive a pro-rata refund of unearned fees based on the time and effort expended by our
firm.

Either party to a Retirement Plan Consulting Agreement may terminate at any time by providing
written notice to the other party. Full refunds will only be made in cases where cancellation occurs
within 5 business days of signing an agreement. After 5 business days from initial signing, either
party must provide the other party 30 days written notice to terminate billing. Billing will terminate
30 days after receipt of termination notice. Clients will be charged on a pro-rata basis, which takes
into account work completed by our firm on behalf of the client. Clients will incur charges for bona
fide advisory services rendered up to the point of termination (determined as 30 days from receipt
of said written notice) and such fees will be due and payable.

Commissionable Securities Sales

Our firm and representatives do not sell securities for a commission in advisory accounts.

Item 7: Types of Clients & Account Requirements

Our firm has the following types of clients:
   • Individuals and High Net Worth Individuals;
   • Trusts, Estates or Charitable Organizations;
   • Retirement;
   • Corporations, Limited Liability Companies and/or Other Business Types

ADV Part 2A – Firm Brochure                    Page 7                            Vine Capital Management, LLC

Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging
us.